VAPOTHERM INC: Nasdaq/NYSE listing notice — Vapotherm NYSE delisting; stock to trade on OTCQX starting Dec. 15

VAPOTHERM INC

NYSE suspended trading and initiated delisting after Vapotherm's avg market cap fell below $15M threshold.
Common stock (VAPO) expected to trade on OTCQX starting December 15, 2023 under same symbol.
CEO Joseph Army cites cost of NYSE listing outweighing benefits; focus on profitability initiatives.
Stockholders need not exchange shares; electronic trading expected without material disruption.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.99

VAPOTHERM INC received a nyse delisting notice notice regarding market value (rules 802.01B).

Exchange: nyse
Notice: delisting notice
Deficiency: market value
Rules: 802.01B

Exact text from the filing

December 14, 2023, Vapotherm, Inc. (the “Company”) received a letter from the staff of New York Stock Exchange (“NYSE”) Regulation notifying the Company that it had determined to commence proceedings to delist the Company’s common stock (NYSE: VAPO) from the NYSE. Trading in the Company’s common stock was immediately suspended by the NYSE. The NYSE Regulation reached its decision to delist the Company’s common stock pursuant to Section 802.01B of the NYSE’s Listed Company Manual because the Company had fallen below the NYSE’s continued listing standard requiring listed companies to maintain an

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Source: SEC EDGAR

accession 0000950170-23-070508

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