secwatch / observer
8-K filed March 6, 2025, 6:59 PM ET ticker HCWB CIK 0001828673
regulatory confidence high sentiment neutral materiality 0.65

HCW Biologics Inc. (HCWB): Nasdaq/NYSE listing notice — HCW Biologics gets Nasdaq extension to regain compliance by June 15, 2025

HCW Biologics Inc.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

HCW Biologics Inc. received a nasdaq hearing update notice regarding minimum bid price (rules 5810(c)(3)(A)).

Exchange
nasdaq
Notice
hearing update
Deficiency
minimum bid price
Rules
5810(c)(3)(A)
Exact text from the filing
ously disclosed, on February 5, 2025, the Company received written notice from the Staff that its securities were subject to delisting from Nasdaq since the Company did not regain compliance with the requirement to maintain a minimum bid price of $1 per share, in accordance with Nasdaq Listing Rule 5810(c)(3)(A) (“Bid Price Rule”) and the requirement to maintain the minimum $15,000,000 market value of publicly held securities (“MVPHS”) threshold required for continued listing on The Nasdaq Global Market ® under Nasdaq Listing Rule 5450(b)(2)C) (the “MVPHS Rule”). On March 3, 2025, the Panel gr
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Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

HCW Biologics Inc. received a nasdaq hearing update notice regarding market value (rules 5450(b)(3)(A), 5450(b)(2)(C)).

Exchange
nasdaq
Notice
hearing update
Deficiency
market value
Rules
5450(b)(3)(A), 5450(b)(2)(C)
Exact text from the filing
arket LLC (“Nasdaq” or the “Exchange”) that its securities were subject to delisting from Nasdaq since the Company did not regain compliance with the $50,000,000 market value of listed securities (“MVLS”) threshold required for continued listing on The Nasdaq Global Market under Nasdaq Listing Rule 5450(b)(3)(A) (the “MVLS Rule”). The Company made a timely request for a hearing before the Nasdaq Hearings Panel (the “Panel”) and was granted a hearing date on February 13, 2025. As previously disclosed, on February 5, 2025, the Company received written notice from the Staff that its securities we
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HCW Biologics Inc. filing history →

Source: SEC EDGAR
accession 0000950170-25-034169
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