Nuburu, Inc. (BURU): Nasdaq/NYSE listing notice — Nuburu receives NYSE American noncompliance notice for negative stockholders' equity; faces potential delisting

Nuburu, Inc.

NYSE notice for violating Section 1003(a)(i): must maintain $2M+ stockholders' equity; currently negative equity.
Must submit compliance plan by May 29, 2025; deadline to regain compliance is Oct 29, 2026.
Stock to trade with '.BC' designation indicating noncompliance.
Company cites recent announced transactions as potential remedy but warns they may not close or deliver benefits.
Going concern qualification in 10-K cited as contributing factor.

item 3.01 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.98

Nuburu, Inc. received a nyse_american noncompliance notice notice regarding stockholders equity (rules 1003(a)(i)).

Exchange: nyse american
Notice: noncompliance notice
Deficiency: stockholders equity
Rules: 1003(a)(i)

Exact text from the filing

April 29, 2025, Nuburu, Inc. (the “Company”) received a Notice of Noncompliance (the “Notice”) from NYSE Regulation indicating that the Company was not in compliance with Section 1003(a)(i) of the NYSE American LLC Company Guide (the “Company Guide”), which requires a company to maintain stockholders’ equity of $2.0 million or more if it has reported losses from continuing operations or net losses in two of its three most recent fiscal years. The Notice has no immediate effect on the listing or trading of the Company’s securities and the Company’s common stock will continue to trade on the NYS

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2 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Nuburu, Inc. filing history →

Source: SEC EDGAR

accession 0000950170-25-063705

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