KVH INDUSTRIES INC DE (KVHI): Nasdaq/NYSE listing notice — KVH gets Nasdaq deficiency notice for late Q3 10-Q; 60 days to submit compliance plan

KVH INDUSTRIES INC DE

Nasdaq notified KVH on Nov 15, 2022 of non-compliance with Listing Rule 5250(c)(1) due to delayed Form 10-Q.
KVH missed the extended Nov 14 filing deadline; says it will file the 10-Q as soon as practicable.
KVH has 60 calendar days to submit a plan to regain compliance; Nasdaq may grant up to 180-day exception.
No assurance KVH will file by any particular date or that Nasdaq will accept any compliance plan.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

KVH INDUSTRIES INC DE received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

November 15, 2022, KVH received a notice (the “ Notice ”) from The Nasdaq Stock Market LLC (“ Nasdaq ”) indicating that, as a result of not having timely filed the Form 10-Q with the SEC, KVH is not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “ Listing Rule ”), which requires timely filing of all required periodic financial reports with the SEC. The Notice indicated that, under Nasdaq Listing Rules, KVH has 60 calendar days to submit a plan to regain compliance with the Listing Rule. If Nasdaq accepts KVH’s plan, Nasdaq can grant an exception of up to 180 calendar days from the fili

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KVH INDUSTRIES INC DE filing history →

Source: SEC EDGAR

accession 0001007587-22-000017

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