Evolution Metals & Technologies Corp. (EMAT): Nasdaq/NYSE listing notice — Welsbach Technology Metals receives Nasdaq delisting notice for failing minimum holder count

Evolution Metals & Technologies Corp.

Received Nasdaq letter on Oct 9, 2023 for non-compliance with Rule 5450(a)(2) requiring at least 400 total holders.
Has 45 calendar days to submit a compliance plan; if accepted, up to 180-day extension to regain compliance.
Company intends to regain compliance but cannot assure success; appeal process available if plan rejected.
Securities trade on Nasdaq under symbols WTMAU, WTMA, WTMAR; delisting risk if non-compliance continues.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Evolution Metals & Technologies Corp. received a nasdaq deficiency notice notice regarding other (rules 5450(a)(2)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5450(a)(2)

Exact text from the filing

October 9, 2023, Welsbach Technology Metals Acquisition Corp., (the “Company” or “WTMA”) received a letter (the “Notice”) from the Nasdaq Listing Qualifications department of Nasdaq Stock Market LLC (“Nasdaq”) stating that the Company no longer complies with the requirements of Nasdaq Listing Rule 5450(a)(2) (the “Rule”) for continued listing on Nasdaq. Under the Rule, the Company is required to maintain at least 400 total holders (the “Total Holder Requirement”). The Notice indicates that the Company has 45 calendar days (the “Deadline”) to submit a plan (the “Compliance Plan”) to regain comp

View on SEC.gov

5 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Evolution Metals & Technologies Corp. filing history →

Source: SEC EDGAR

accession 0001013762-23-002967

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.