Solidion Technology Inc. (STI): Nasdaq/NYSE listing notice — Nubia Brand International receives Nasdaq deficiency notice for failing minimum total holders rule

Solidion Technology Inc.

Received Nasdaq notice on Oct 9, 2023 for non-compliance with minimum 400 total holders (Nasdaq Rule 5450(a)(2)).
Company has 45 days (until Nov 23, 2023) to submit a plan to regain compliance.
If plan is accepted, Nasdaq may grant up to 180 calendar day extension to comply.
Notice is not an imminent delisting; trading continues on Nasdaq Global Market.
Company is monitoring holder count and considering options to achieve compliance.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

Solidion Technology Inc. received a nasdaq deficiency notice notice regarding shareholders (rules 5450(a)(2)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: shareholders
Rules: 5450(a)(2)

Exact text from the filing

October 9, 2023, Nubia Brand International Corp., a Delaware corporation (the “Company”), received a written notice (the “Notice”) from the Nasdaq Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) indicating that the Company was not in compliance with Nasdaq Listing Rule 5450(a)(2), which requires the Company to maintain at least 400 total holders for continued listing on the Nasdaq Global Market (the “Minimum Total Holders Rule”). The Notice is only a notification of deficiency, not of imminent delisting, and has no current effect on the listing or trading of the Company

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6 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Solidion Technology Inc. filing history →

Source: SEC EDGAR

accession 0001013762-23-003863

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