COMSovereign Holding Corp.: Nasdaq/NYSE listing notice — COMSovereign receives Nasdaq delisting notice over unfiled 10-K and 10-Qs; plans hearing

COMSovereign Holding Corp.

Notice dated Oct 16, 2023 cites non-compliance with Listing Rule 5250(c)(1) due to missing 10-K (FY 2022) and 10-Qs (Q1/Q2 2023).
Company intends to timely request a hearing before Nasdaq Hearings Panel and seek a stay of suspension pending decision.
No assurance that a stay will be granted or that the Panel will grant an extension to regain compliance.
Trading symbols affected: COMS (common), COMSW (warrants), COMSP (preferred).

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.98

COMSovereign Holding Corp. received a nasdaq delisting notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: delisting notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

October 16, 2023, COMSovereign Holding Corp. (the “Company”) received notice from the Listing Qualifications Staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Staff had determined to delist the Company’s securities unless the Company timely requests a hearing before the Nasdaq Hearings Panel (the “Panel”). The Staff’s determination was based upon the Company’s continued non-compliance with the filing requirement set forth in Nasdaq Listing Rule 5250(c)(1) because the Company has not filed its Form 10-K for the year ended December 31, 2022, and the Forms 10-Q for

View on SEC.gov

Browse all listing & compliance notices →

Source: SEC EDGAR

accession 0001013762-23-005450

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.