DXP ENTERPRISES INC (DXPE): Nasdaq/NYSE listing notice — DXP receives Nasdaq delisting notice for late 10-K; aims to file by April 12

DXP ENTERPRISES INC

Nasdaq notice received April 3, 2023, for non-compliance with Listing Rule 5250(c)(1) due to late 2022 10-K.
Company has 60 days (until June 2, 2023) to submit a compliance plan; possible extension to September 27, 2023.
DXP intends to file the delinquent 10-K on or before April 12, 2023; no immediate trading impact.
If plan not accepted or compliance not regained, securities face delisting from Nasdaq.

item 3.01 item 8.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.98

DXP ENTERPRISES INC received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 3, 2023, the Company received a written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) stating that the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Rule”) because it has not timely filed the Form 10-K with the SEC. The Rule requires listed companies to timely file all required periodic reports with the SEC. The Notice has no immediate effect on the listing or trading of the Company’s securities. However, if the Company fails to timely regain compliance with the Rule, the Company’s securities will be subjec

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Source: SEC EDGAR

accession 0001020710-23-000027

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