8-K
filed February 27, 2026, 6:59 PM ET
ticker ANY
CIK 0001591956
regulatory
confidence high
sentiment positive
materiality 0.55
Sphere 3D regains Nasdaq minimum bid price compliance, delisting risk resolved
Sphere 3D Corp.
- Received Nasdaq notice on February 26, 2026, confirming compliance with Rule 5550(a)(2).
- Previously disclosed deficiency notice on March 6, 2025, for bid price below $1.00.
- Matter is now closed; Company continues listing on Nasdaq Capital Market.
- Regained compliance nearly one year after initial deficiency notification.
Machine-readable event card
- schema_version
- secwatch.filing_event.v1
- accession
- 0001062993-26-001199
- form_type
- 8-K
- ticker
- ANY
- cik
- 0001591956
- company_name
- Sphere 3D Corp.
- filed_at
- 2026-02-27T23:59:59+00:00
- discovered_at
- 2026-05-14T18:02:35.574657+00:00
- generated_at
- 2026-05-15T23:03:21.133133+00:00
- sec_items
- ["3.01"]
- event_type
- regulatory
- sentiment
- positive
- materiality_score
- 0.55
- calibrated_materiality_score
- 0.55
- confidence
- high
- secwatch_canonical_url
- https://secwatch.observer/filing/0001062993-26-001199
- json_url
- https://secwatch.observer/filing/0001062993-26-001199.json
- markdown_url
- https://secwatch.observer/filing/0001062993-26-001199.md
- text_url
- https://secwatch.observer/filing/0001062993-26-001199.txt
- edgar_index_url
- https://www.sec.gov/Archives/edgar/data/1591956/000106299326001199/0001062993-26-001199-index.htm
- edgar_primary_document_url
- https://www.sec.gov/Archives/edgar/data/1591956/000106299326001199/form8k.htm
- generated_by_model
- deepseek-v4-flash:cloud@v2
- review_status
- machine_generated
- human_reviewed
- false
- corrected
- false
- correction_note
- null
- correction_timestamp
- null
- superseded_by
- null
Comparable filings
GENC
Gencor receives NYSE American delinquency notice for late Q2 2026 10-Q filing
GENCOR INDUSTRIES INC
June 1, 2026, 4:09 PM ET
regulatory
Items 3.01, 7.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01
same event type: regulatory
similar materiality
This filing
February 26, 2026, the Company received written notice from Nasdaq informing the Company that it has regained compliance with Rule 5550(a)(2) and this matter is now closed. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: February 27, 2026 SPHERE 3D CORP. By: /s/ Kurt Kalbfleisch Kurt Kalbfleisch Chief Executive Officer and Chief Financial Officer
Comparable filing
May 19, 2026, Gencor Industries, Inc. (the “Company”) received a notice (the “Delinquency Notification”) from NYSE Regulation (the “NYSE”) indicating the Company was not in compliance with the NYSE American LLC (“NYSE American”) continued listing standards as a result of its failure to timely file its Quarterly Report on Form 10-Q for the period ended March 31, 2026 (the “Form 10-Q”) with the Securities and Exchange Commission (“SEC”) prior to May 18, 2026, the end of the extension period provided by Form 12b-25, and as a result was subject to the procedures set forth in Section 1007 of the NY
Filing page
SEC filing
CSAI
Cloudastructure receives Nasdaq delinquency notice for late Q1 10-Q filing
CLOUDASTRUCTURE, INC.
May 29, 2026, 5:09 PM ET
regulatory
Items 3.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01
same event type: regulatory
similar materiality
This filing
February 26, 2026, the Company received written notice from Nasdaq informing the Company that it has regained compliance with Rule 5550(a)(2) and this matter is now closed. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: February 27, 2026 SPHERE 3D CORP. By: /s/ Kurt Kalbfleisch Kurt Kalbfleisch Chief Executive Officer and Chief Financial Officer
Comparable filing
May 26, 2026, Cloudastructure,
Inc. (the “Company”) received a notice (the “Notice”) from the Nasdaq Listing Qualifications staff of The Nasdaq
Stock Market LLC (“Nasdaq”) indicating that, as a result of not having timely filed its Quarterly Report on Form 10-Q for
the period ended March 31, 2026 (“Form 10-Q”), the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1), which
requires timely filing of all required periodic financial reports with the Securities and Exchange Commission. The Company requires additional
time to review and confirm the accounting treatment for its outstand
Filing page
SEC filing
CETY
Clean Energy Technologies receives Nasdaq delisting notice for late Q1 filing
Clean Energy Technologies, Inc.
May 29, 2026, 4:57 PM ET
regulatory
Items 3.01
same fact type: exchange_compliance_notice
same SEC item: 3.01
same event type: regulatory
similar materiality
This filing
February 26, 2026, the Company received written notice from Nasdaq informing the Company that it has regained compliance with Rule 5550(a)(2) and this matter is now closed. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: February 27, 2026 SPHERE 3D CORP. By: /s/ Kurt Kalbfleisch Kurt Kalbfleisch Chief Executive Officer and Chief Financial Officer
Comparable filing
May 26, 2026, Clean Energy Technologies, Inc. (the “ Company ”) received a written notice (the “ Notice ”)
from the Listing Qualifications Department of The Nasdaq Stock Market (“ Nasdaq ”) indicating that the Company is not
in compliance with Nasdaq Listing Rule 5250(c)(1) (the “ Rule ”) because the Company had not yet filed its Quarterly
Report on Form 10-Q for the period ended March 31, 2026 (the “ Quarterly Report ”). The
Rule requires listed companies to timely file all required periodic reports with the Securities and Exchange Commission. The Notice has
no immediate effect on the listing
Filing page
SEC filing
GURE
Gulf Resources receives Nasdaq delisting notice for late Q1 2026 10-Q filing
GULF RESOURCES, INC.
May 29, 2026, 4:45 PM ET
regulatory
Items 3.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01
same event type: regulatory
similar materiality
This filing
February 26, 2026, the Company received written notice from Nasdaq informing the Company that it has regained compliance with Rule 5550(a)(2) and this matter is now closed. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: February 27, 2026 SPHERE 3D CORP. By: /s/ Kurt Kalbfleisch Kurt Kalbfleisch Chief Executive Officer and Chief Financial Officer
Comparable filing
May 26, 2026, Gulf Resources
(the “Company”) received a notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq
Stock Market LLC (“Nasdaq”), indicating that, as a result of not having timely filed its quarterly report on Form 10-Q for
the quarter ended March 31, 2026 (the “Form 10-Q”), and the Company remains delinquent in filing its annual report on Form
10-K for the year ended December 31, 2025 (the “Initial Delinquent Filing”), the Company is in non-compliance with Nasdaq
Listing Rule 5250(c)(1), which requires timely filing all required periodic financial reports wit
Filing page
SEC filing
FTHM
Fathom Holdings receives Nasdaq notice for late Q1 2026 10-Q filing; 60 days to submit plan
Fathom Holdings Inc.
May 29, 2026, 4:15 PM ET
regulatory
Items 3.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01
same event type: regulatory
similar materiality
This filing
February 26, 2026, the Company received written notice from Nasdaq informing the Company that it has regained compliance with Rule 5550(a)(2) and this matter is now closed. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: February 27, 2026 SPHERE 3D CORP. By: /s/ Kurt Kalbfleisch Kurt Kalbfleisch Chief Executive Officer and Chief Financial Officer
Comparable filing
May 22, 2026, Fathom Holdings Inc. (the “Company”) received a notification letter from the Nasdaq Stock Market LLC (“Nasdaq”) indicating that, because the Company has not yet filed its Quarterly Report on Form 10-Q for the period ended March 31, 2026 (the “Form 10-Q”), the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires timely filing of all required periodic financial reports with the Securities and Exchange Commission (the “Filing Requirement”). In accordance with Nasdaq’s listing rules, the Company has 60 calendar days from the date of the notification letter
Filing page
SEC filing
CDT
CDT Equity receives Nasdaq deficiency letter for late Q1 10-Q filing; has until July 20 to submit plan
CDT Equity Inc.
May 28, 2026, 4:30 PM ET
regulatory
Items 3.01, 7.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01
same event type: regulatory
similar materiality
This filing
February 26, 2026, the Company received written notice from Nasdaq informing the Company that it has regained compliance with Rule 5550(a)(2) and this matter is now closed. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: February 27, 2026 SPHERE 3D CORP. By: /s/ Kurt Kalbfleisch Kurt Kalbfleisch Chief Executive Officer and Chief Financial Officer
Comparable filing
May 21, 2026, CDT Equity Inc. (the “Company”) received a deficiency letter (the “Notice”) from the Nasdaq Listing
Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it was not in compliance with
Nasdaq Listing Rule 5250(c)(1) (the “Periodic Filing Requirement”) because the Company did not file its Quarterly Report
on Form 10-Q for the three-month period ended March 31, 2026 (the “Form 10-Q”) in a timely manner, as required for continued
listing on The Nasdaq Capital Market. The Notice has no immediate effect on the listing or trading of the Company’s
Filing page
SEC filing
GWAV
Greenwave receives second Nasdaq delinquency notice for late Q1 2026 10-Q filing
Greenwave Technology Solutions, Inc.
May 27, 2026, 5:25 PM ET
regulatory
Items 3.01, 7.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01
same event type: regulatory
similar materiality
This filing
February 26, 2026, the Company received written notice from Nasdaq informing the Company that it has regained compliance with Rule 5550(a)(2) and this matter is now closed. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: February 27, 2026 SPHERE 3D CORP. By: /s/ Kurt Kalbfleisch Kurt Kalbfleisch Chief Executive Officer and Chief Financial Officer
Comparable filing
May 21, 2026, the Company received an additional delinquency notification letter (the “Notice”) from Nasdaq due to the Company’s
failure to timely file its Quarterly Report on Form 10-Q for the fiscal quarter ended March
Filing page
SEC filing
CHAR
Charlton Aria receives Nasdaq delinquency notice for untimely Q1 10-Q filing
Charlton Aria Acquisition Corp
May 27, 2026, 4:41 PM ET
regulatory
Items 3.01, 7.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01
same event type: regulatory
similar materiality
This filing
February 26, 2026, the Company received written notice from Nasdaq informing the Company that it has regained compliance with Rule 5550(a)(2) and this matter is now closed. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: February 27, 2026 SPHERE 3D CORP. By: /s/ Kurt Kalbfleisch Kurt Kalbfleisch Chief Executive Officer and Chief Financial Officer
Comparable filing
May 22, 2026, Charlton
Aria Acquisition Corporation (the “ Company ”) received a letter (the “ Notice ”) from the Listing Qualifications
Department of The Nasdaq Stock Market LLC (“ Nasdaq ”), notifying the Company that
Filing page
SEC filing
This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice.
See methodology for how this pipeline works.