Lightwave Logic enters $35M ATM equity distribution agreement with Roth Capital Partners

Lightwave Logic, Inc.

Up to $35M in shares of common stock offered through Roth Capital Partners as sales agent via at-the-market offering.
Commission of 3.0% of gross proceeds payable to Roth Capital; Company provides customary indemnification.
Company not obligated to make any sales; may suspend or terminate offering upon notice.
Offering made under effective S-3 shelf registration statement (File No. 333-257670).

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Lightwave Logic, Inc. entered into Sales Agreement with Roth Capital Partners, LLC valued at $35,000,000 (effective 2022-12-09).

Action: entry
Agreement: atm program
Counterparty: Roth Capital Partners, LLC
Value: $35,000,000
Effective: 2022-12-09

Exact text from the filing

On December 9, 2022, Lightwave Logic, Inc. (the “Company”) entered into a Sales Agreement (the “Sales Agreement”) with Roth Capital Partners, LLC, as agent (the “Sales Agent”).

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Lightwave Logic, Inc. filing history →

Source: SEC EDGAR

accession 0001079973-22-001509

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