secwatch / observer
8-K filed September 13, 2023, 7:59 PM ET CIK 0001101680
debt confidence high sentiment neutral materiality 0.75

DZS INC.: debt financing — DZS secures $29.7M in loans from major shareholder DNI; Chairman Min Woo Nam resigns from board

DZS INC.

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Departed

Min Woo Nam

Chairman of the Board of Directors
DZS INC.
Effective
2023-09-15
Filed
September 13, 2023, 7:59 PM ET
Mr. Min Woo Nam, the Chairman of the Board of Directors (the “Board”) of the Company and the Chief Executive Officer of DNI, resigned from the Board effective as of September 15, 2023.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

DZS INC. incurred term loan of 32,670,750,000 South Korean Won with Dasan Networks, Inc. at 8.0% per annum maturing September 12, 2026.

Instrument
term loan
Principal
32,670,750,000 South Korean Won
Counterparty
Dasan Networks, Inc.
Rate
8.0% per annum
Maturity
September 12, 2026
Event
incurrence
Exact text from the filing
DNS Korea received a three-year term loan in an aggregate principal amount equal to 32,670,750,000 South Korean Won (“KRW”), the equivalent of $24,500,000 USD (the “DNI Loan”). The DNI Loan matures on September 12, 2026 and bears interest at a fixed rate of 8.0% per annum.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Min Woo Nam resigned as Chairman of the Board of Directors at DZS INC..

Action
resigned
Role
Chairman of the Board of Directors
Exact text from the filing
Mr. Min Woo Nam, the Chairman of the Board of Directors (the “Board”) of the Company and the Chief Executive Officer of DNI, resigned from the Board effective as of September 15, 2023.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

DZS INC. entered into Loan Agreement with Dasan Networks, Inc. valued at 32,670,750,000 South Korean Won (effective 2023-09-12).

Action
entry
Agreement
credit facility
Counterparty
Dasan Networks, Inc.
Value
32,670,750,000 South Korean Won
Effective
2023-09-12
Exact text from the filing
On September 12, 2023, DASAN Network Solutions, Inc., a Korea corporation, as borrower (“DNS Korea”), entered into a Loan Agreement (the “Loan Agreement”) with Dasan Networks, Inc., a Korea corporation, as lender (“DNI”), DZS California, Inc., a California corporation, as collateral provider (“DZS California”), and DZS Inc., a Delaware corporation (the “Company”). DNS Korea is an indirect subsidiary of the Company. Pursuant to the Loan Agreement, DNS Korea received a three-year term loan in an aggregate principal amount equal to 32,670,750,000 South Korean Won (“KRW”), the equivalent of $24,500,000 USD (the “DNI Loan”).
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

DZS INC. amended Limited Consent with the lenders under the Credit Agreement (effective 2023-09-12).

Action
amendment
Agreement
credit facility
Counterparty
the lenders under the Credit Agreement
Effective
2023-09-12
Exact text from the filing
Also on September 12, 2023, the Company entered into a letter agreement (the “Limited Consent”) with the lenders under the Credit Agreement, which, among other things, permits the incurrence of the DNI Loan and certain other indebtedness of DNS Korea
View on SEC.gov

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Source: SEC EDGAR
accession 0001101680-23-000100
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