Cohen & Co amends CEO employment; Daniel Cohen becomes Executive Chairman, forfeits profit allocations

Cohen & Co Inc.

Daniel G. Cohen becomes Executive Chairman of Cohen & Company Inc. and its operating LLC, effective May 24, 2022.
Cohen forfeits annual 25% of European net income allocation and semi-annual 20% of broker-dealer gross revenue allocations.
Guaranteed payment remains $630,000 per year; base salary unchanged.
Confidentiality provisions amended to allow disclosures for sexual harassment, trade secrets, and government inquiries.

item 5.02 item 9.01

Executive movements

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Role change

Daniel G. Cohen

Executive Chairman

COHN · Cohen & Co Inc.

Effective: 2022-05-24
Filed: May 25, 2022, 7:59 PM ET

to provide that, effective as of the Effective Date, (i) Mr. Cohen will serve as the Executive Chairman of the Company’s Board of Directors and the Executive Chairman of the Operating LLC’s Board of Managers;

Key facts

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Executive change SEC 8-K Item 5.02 confidence 0.95

Daniel G. Cohen was appointed as Executive Chairman at Cohen & Co Inc..

Action: appointed
Role: Executive Chairman

Exact text from the filing

to provide that, effective as of the Effective Date, (i) Mr. Cohen will serve as the Executive Chairman of the Company’s Board of Directors and the Executive Chairman of the Operating LLC’s Board of Managers;

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Cohen & Co Inc. filing history →

Source: SEC EDGAR

accession 0001104659-22-064665

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