TIGO ENERGY, INC. (TYGO): Nasdaq/NYSE listing notice — Roth CH Acquisition IV receives Nasdaq delisting notice for missing annual meeting

TIGO ENERGY, INC.

Nasdaq notified company on Jan 9, 2023 of non-compliance for not holding annual meeting within 12 months of fiscal year end.
Company has 45 days to submit a plan to regain compliance; Nasdaq may grant up to 180 days extension to June 29, 2023.
Company intends to submit a compliance plan within the specified period.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.99

TIGO ENERGY, INC. received a nasdaq deficiency notice notice regarding other (rules 5620(a), 5810(c)(2)(G)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5620(a), 5810(c)(2)(G)

Exact text from the filing

January 9, 2023, Roth CH Acquisition IV Co. (the “Company”) received a letter from The Nasdaq Stock Market LLC (“Nasdaq”), which stated that the Company no longer complies with Nasdaq’s continued listing rules due to the Company not having held an annual meeting of shareholders within 12 months of the Company’s fiscal year end, as required pursuant to Nasdaq Listing Rule 5620(a). In accordance with Nasdaq Listing Rule 5810(c)(2)(G), the Company has 45 calendar days to submit a plan to regain compliance and, if Nasdaq accepts the plan, Nasdaq can grant the Company an exception of up to 180 cale

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Source: SEC EDGAR

accession 0001104659-23-002832

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