United Homes Group, Inc. (UHG): Nasdaq/NYSE listing notice — DiamondHead Holdings receives Nasdaq deficiency notice for failure to hold annual meeting

United Homes Group, Inc.

Nasdaq notified DiamondHead on Jan 11, 2023, of non-compliance with Listing Rule 5620(a) requiring annual meeting within 12 months of fiscal year end.
Company has 45 days to submit a compliance plan to Nasdaq.
If accepted, Nasdaq may grant an exception up to 180 days from fiscal year end (June 29, 2023).
Notice is a deficiency notification, not an imminent delisting; no current effect on trading.
Company intends to submit a plan to regain compliance within the required timeframe.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

United Homes Group, Inc. received a nasdaq deficiency notice notice regarding shareholders (rules 5620(a)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: shareholders
Rules: 5620(a)

Exact text from the filing

January 11, 2023, DiamondHead Holdings Corp. (the “Company”) received a letter (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that the Company is not in compliance with Nasdaq Listing Rule Section 5620(a) (the “Annual Meeting Rule”) which requires the Company to hold an annual meeting of shareholders within 12 months of the Company’s fiscal year end. The Notice is only a notification of deficiency, not of imminent delisting, and has no current effect on the listing or trading of the Company’s securities on Nasdaq. The Notice advises that the Company will have

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5 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

United Homes Group, Inc. filing history →

Source: SEC EDGAR

accession 0001104659-23-003798

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