Extracted from this filing and checked against the source text.
Governance Changes
SEC 8-K Item 5.03/5.05/5.06
confidence 0.9
PIPER SANDLER COMPANIES: Amended and restated bylaws to update advance notice provisions, address universal proxy rules, update conduct of stockholder meetings, require proxy card color, and make conforming changes (effective 2023-02-09).
- Change
- bylaw amendment
- Effective
- 2023-02-09
Exact text from the filing
On February 9, 2023 (the “Effective Date”), in connection with the effectiveness of new Securities and Exchange Commission (the “SEC”) rules regarding universal proxy cards and a periodic review of the bylaws of Piper Sandler Companies (“PSC”), the Board of Directors of PSC (the “Board”) approved and adopted PSC’s amended and restated bylaws (the “Amended and Restated Bylaws”), effective as of the Effective Date, to, among other things: • update and revise the advance notice provisions for the nomination of directors or the proposal of other business at meetings of stockholders, including requiring additional disclosures regarding proposing stockholders and proposed nominees and business, and other persons related to a stockholder’s solicitation of proxies; • address the universal proxy rules adopted by the SEC by clarifying that no person may solicit proxies in support of a director nominee other than the Board’s nominees unless such person has complied with Rule 14a-19 under the Secu
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