Recent 8-K filings for PIPR

• July 30, 2026, 8:05 AM ET earnings materiality 0.75 positive item 2.02item 9.01

  Piper Sandler Q2 net revenue $496M (+25% YoY); EPS $0.95 (+61% YoY); declares $0.20 dividend

  GAAP net revenue $496M, up 25% YoY; adjusted net revenue $491M, up 21% YoY.

• May 21, 2026, 2:08 PM ET other materiality 0.15 neutral item 5.07 ◈ Shareholder Votes ×3

  Piper Sandler shareholders elect all 10 director nominees, ratify auditor, approve say-on-pay

  All 10 director nominees elected with votes-for ranging from 53.9M to 55.6M; broker non-votes 4.19M.

• May 1, 2026, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01 ◈ Earnings Releases

  Piper Sandler Q1 adj. EPS $1.00; revenue down 33% QoQ but up 22% YoY; dividend raised to $0.20

  Q1 GAAP net revenues $474M, down 29% QoQ but up 33% YoY; adjusted net revenues $470M, down 26% QoQ, up 22% YoY.

• March 23, 2026, 7:59 PM ET other material materiality 0.30 neutral item 5.03item 8.01item 9.01 ◈ Governance Changes

  Piper Sandler announces 4-for-1 forward stock split effective March 23, 2026

  4-for-1 forward stock split; authorized common shares increased from 100M to 400M.

• February 6, 2026, 6:59 PM ET earnings materiality 0.80 positive item 2.02item 8.01item 9.01

  Piper Sandler reports record Q4 revenue $666M; 4-for-1 stock split, special dividend $5

  Q4 GAAP net revenue $666M (+38% YoY); adjusted net revenue $635M (+27% YoY).

• February 4, 2026, 6:59 PM ET leadership materiality 0.30 positive item 5.02item 7.01item 9.01

  Piper Sandler elects Stuart M. Essig to board, effective Feb 4, 2026

  Essig was CEO of Integra LifeSciences (1997-2012), growing revenue from ~$15M to $1.6B.

• October 31, 2025, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Piper Sandler Q3 GAAP EPS $3.38, adjusted $3.82; record quarterly revenue

  GAAP net revenues $479M (+33% YoY); adjusted net revenues $455M (+29% YoY).

• August 1, 2025, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Piper Sandler Q2 2025 EPS $2.38 GAAP ($2.95 adjusted); revenue up 17% YoY; dividend raised to $0.70

  GAAP net income $42M ($2.38 diluted EPS); adjusted net income $53M ($2.95 diluted EPS).

• May 22, 2025, 7:59 PM ET other material materiality 0.10 neutral item 5.07

  Piper Sandler shareholders elect 10 directors, ratify EY, approve say-on-pay

  85.51% of outstanding shares (15,195,576) represented at May 22, 2025 annual meeting.

• May 2, 2025, 7:59 PM ET earnings materiality 0.70 positive item 2.02item 9.01

  Piper Sandler Q1 2025: GAAP EPS $3.65 (+50% YoY), adjusted EPS $4.09 (+47% YoY), revenue $357M

  GAAP net revenue $357M, up 4% YoY; adjusted net revenue $383M, up 15% YoY.

• February 6, 2025, 6:59 PM ET other materiality 0.10 neutral item 5.02

  Piper Sandler appoints Ann C. Gallo to Audit Committee effective Feb 6, 2025

  Ann C. Gallo appointed to the Audit Committee, effective February 6, 2025.

• January 31, 2025, 6:59 PM ET earnings materiality 0.85 positive item 2.02item 9.01

  Piper Sandler Q4 net rev $484M (+35% QoQ), FY rev $1.53B (+13%); declares $3 special dividend

  Q4 GAAP net income $69M, diluted EPS $3.86; adjusted net income $87M, adjusted EPS $4.80.

• October 25, 2024, 7:59 PM ET earnings materiality 0.70 positive item 2.02item 9.01

  Piper Sandler Q3 2024 net revenues $360M, up 24% YoY; adjusted EPS $2.57 beats prior year by 46%

  Net revenues $360M GAAP, up 24% YoY; adjusted net revenues $352M, up 15% YoY.

• September 23, 2024, 7:59 PM ET leadership materiality 0.35 positive item 5.02item 7.01item 9.01 ◈ executive_change

  Piper Sandler elects Ann Gallo, former Wellington MD, to board of directors

  Ann Gallo elected as director effective Sept 23, 2024; board expands from 10 to 11 members.

• August 2, 2024, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Piper Sandler Q2 adjusted EPS $2.52 (+123% YoY); dividend raised to $0.65

  GAAP net revenues $339M, up 17% YoY; adjusted net revenues $357M, up 29% YoY.

• May 28, 2024, 7:59 PM ET other material materiality 0.10 neutral item 5.07

  Piper Sandler annual meeting results: all director nominees elected, auditor ratified, say-on-pay approved

  83.24% of outstanding shares represented at May 23, 2024 annual meeting.

• April 26, 2024, 7:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01 ◈ Earnings Releases

  Piper Sandler Q1 GAAP EPS $2.43, adjusted $2.79; net revenue $343M, up 15% YoY; declares $0.60 dividend

  GAAP net income $42M, diluted EPS $2.43 vs $1.49 YoY; adjusted net income $50M, adjusted EPS $2.79.

• February 2, 2024, 6:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01 ◈ Earnings Releases ×3

  Piper Sandler Q4 net revenues $472M, EPS $3.00; declares special dividend $1.00 and quarterly dividend $0.60

  Q4 GAAP net revenues $472M (up 21% YoY); GAAP diluted EPS $3.00.

• January 2, 2024, 6:59 PM ET leadership materiality 0.50 neutral item 7.01item 9.01

  Piper Sandler appoints Kate Clune as CFO effective Jan 1, 2024

  Kate Clune succeeds Tim Carter as CFO; Carter remains through April 2024 for transition.

• October 27, 2023, 7:59 PM ET earnings materiality 0.70 negative item 2.02item 9.01

  Piper Sandler Q3 GAAP EPS $0.22 (-75% YoY); adjusted EPS $1.76 (-24%); declares $0.60 dividend

  GAAP net revenues $289.5M (-13% YoY); adjusted net revenues $306.2M (-9% YoY).

• September 12, 2023, 7:59 PM ET leadership materiality 0.60 neutral item 5.02item 7.01item 9.01 ◈ executive_change ×2

  Piper Sandler names Kate Clune as next CFO; Tim Carter to retire in Q1 2024

  Tim Carter will retire as CFO in Q1 2024 and remain an employee through April 2024 for transition.

• July 28, 2023, 7:59 PM ET earnings materiality 0.75 negative item 2.02item 9.01 ◈ Earnings Releases

  Piper Sandler Q2 GAAP EPS $0.23, adjusted EPS $1.13; revenue down 18% YoY

  GAAP net revenues $288.7M, down 18% YoY; adjusted net revenues $277.4M, down 20% YoY.

• May 18, 2023, 7:59 PM ET other material materiality 0.35 neutral item 5.02item 5.07item 5.03item 9.01 ◈ Governance Changes

  Piper Sandler shareholders approve 1.5M share increase in incentive plan and officer exculpation amendment

  Shareholders approved amendment to 2003 Incentive Plan, increasing shares from 9.4M to 10.9M (10,119,677 for, 4,628,423 against).

• May 2, 2023, 7:59 PM ET earnings materiality 0.70 negative item 2.02item 9.01 ◈ Earnings Releases

  Piper Sandler Q1 net revenues $298M, GAAP EPS $1.49, adjusted $2.35; declares $0.60 dividend

  Net income $25.6M (-30% YoY), GAAP diluted EPS $1.49 vs $2.12.

• February 10, 2023, 6:59 PM ET other materiality 0.10 neutral item 5.03item 9.01 ◈ Governance Changes

  Piper Sandler amends bylaws for universal proxy rules and advance notice provisions

  Effective Feb 9, 2023, Board approved amended and restated bylaws.

• February 10, 2023, 6:59 PM ET other material materiality 0.40 neutral item 5.02item 9.01

  Piper Sandler grants CEO Chad Abraham special option for 75,000 shares with ~$3.375M value

  CEO Chad R. Abraham granted special performance-based non-qualified stock option to purchase 75,000 shares.

• February 3, 2023, 6:59 PM ET earnings materiality 0.80 negative item 2.02item 9.01 ◈ Earnings Releases ×2

  Piper Sandler Q4 net rev $391M (-40% YoY); EPS $2.25; declares $1.25 special dividend

  Q4 net revenues $391M, down 40% YoY; full year $1.426B, second strongest but down 30% YoY.

• October 28, 2022, 7:59 PM ET earnings materiality 0.75 negative item 2.02item 9.01 ◈ Earnings Releases

  Piper Sandler Q3 net revenues -26% YoY to $331.8M; adj. EPS $2.32 vs. $4.55

  GAAP net income $14.5M ($0.87 diluted EPS) vs. $45.7M ($2.68) in Q3 2021.

• July 29, 2022, 7:59 PM ET earnings materiality 0.70 negative item 2.02item 9.01

  Piper Sandler Q2 net revenue $352M (-31% YoY); GAAP EPS $1.26, adj $2.47

  GAAP net revenue $352.2M, flat QoQ but down 31% YoY; investment banking $234.1M (-40% YoY).

• May 6, 2022, 7:59 PM ET other materiality 0.15 neutral item 5.07

  Piper Sandler shareholders elect all director nominees, ratify auditor, approve say-on-pay

  All 10 director nominees elected with broker non-votes of 818,849; highest votes 13.3M for Sterling, lowest 12.4M for Smith.

• April 29, 2022, 7:59 PM ET earnings materiality 0.70 negative item 2.02item 9.01

  Piper Sandler Q1 GAAP EPS $2.12, net rev $350.6M; adjusted EPS $3.12, advisory rev up 38% YoY

  GAAP net income of $36.7M ($2.12 diluted EPS) vs Q4-21 $113.5M ($6.54) and Q1-21 $49.5M ($3.00).

• February 10, 2022, 6:59 PM ET earnings materiality 0.85 positive item 2.02item 9.01

  Piper Sandler reports record Q4 net revenues $648M; declares special $4.50 dividend

  Q4 net revenues $648.2M (+60% YoY); full-year net revenues $2.03B (+64% YoY).

• November 18, 2021, 6:59 PM ET leadership materiality 0.15 neutral item 5.02

  Piper Sandler appoints director Robbin Mitchell to Audit Committee

  Appointment to Audit Committee effective November 18, 2021.

• October 29, 2021, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Piper Sandler reports Q3 net rev $445.6M, declares special $3 dividend, acquires Cornerstone Macro

  Q3 net revenues $445.6M (GAAP), down 12% QoQ, up 47% YoY; GAAP EPS $2.68, adjusted EPS $4.55.

• September 27, 2021, 7:59 PM ET leadership materiality 0.25 neutral item 5.02item 7.01item 9.01 ◈ executive_change

  Piper Sandler elects Robbin Mitchell to board of directors

  Robbin Mitchell elected to board effective Sept 27, 2021; board size increases from 9 to 10.

• July 30, 2021, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Piper Sandler Q2 net rev $508.6M, record advisory; dividend up 22%

  GAAP net income $69.8M ($4.12 diluted EPS); adjusted net income $98.6M ($5.37 adj. EPS, +178% YoY).

Executive changes

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.85 · Median 0.70 · Most common event earnings

16 positive 7 negative 13 neutral

source · PIPR on sec.gov