secwatch / observer
8-K filed March 30, 2023, 7:59 PM ET ticker RBBN CIK 0001708055
other material confidence high sentiment neutral materiality 0.75

Ribbon completes $53.4M preferred stock private placement, repays $75M term loan

Ribbon Communications Inc.

Key facts

Extracted from this filing and checked against the source text.

Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.95

Ribbon Communications Inc.: Filed a Certificate of Designation with the Delaware Secretary of State designating 63,250 shares of Series A preferred stock, effective as of March 30, 2023 (effective 2023-03-30).

Change
charter amendment
Effective
2023-03-30
Exact text from the filing
Pursuant to the terms of the Purchase Agreement, the Company filed with the Delaware Secretary of State a Certificate of Designation, Preferences and Rights (the “ Certificate of Designation ”) designating 63,250 shares of the Preferred Stock, effective as of the Closing Date, which is attached as Exhibit 3.1 to this Current Report on Form 8-K.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.99

Ribbon Communications Inc. entered into Securities Purchase Agreement with certain investors (the Purchasers) valued at Issuance and sale of 55,000 shares of Series A preferred stock at $970 per share and warrants to pur (effective 2023-03-28).

Action
entry
Agreement
equity purchase
Counterparty
certain investors (the Purchasers)
Value
Issuance and sale of 55,000 shares of Series A preferred stock at $970 per share and warrants to pur
Effective
2023-03-28
Exact text from the filing
On March 28, 2023, the Company entered into a Securities Purchase Agreement (the “ Purchase Agreement ”) with certain investors (the “ Purchasers ”) for the sale by the Company in a private placement (the “ Private Placement ”) of (i) 55,000 shares of the Company’s Series A preferred stock, par value $0.01 per share (the “ Preferred Stock ”), at a price per share of $970, and (ii) warrants (the “ Warrants ” and, together with the Preferred Stock, the “ Securities ”) to purchase up to an aggregate of 4,858,090 shares (the “ Warrant Shares ”) of the Company’s common stock, par value $0.0001 per share (the “ Common Stock ”).
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.99

Ribbon Communications Inc. amended Sixth Amendment to Credit Agreement with Citizens Bank, N.A., Santander Bank, National Association, and other lenders valued at Amended credit agreement reducing revolving loan availability to $75 million, reducing letter of cre (effective 2023-03-24).

Action
amendment
Agreement
credit facility
Counterparty
Citizens Bank, N.A., Santander Bank, National Association, and other lenders
Value
Amended credit agreement reducing revolving loan availability to $75 million, reducing letter of cre
Effective
2023-03-24
Exact text from the filing
On March 24, 2023 (the “ Sixth Amendment Effective Date ”), Ribbon Communications Inc. (the “ Company ”), Ribbon Communications Operating Company, Inc. (the “ Borrower ”), and certain of their subsidiaries entered into a Sixth Amendment to Credit Agreement (the “ Sixth Amendment ”), which amends that certain Credit Agreement (as previously amended, the “ Existing Credit Agreement ” and, as amended by the Sixth Amendment, the “ Credit Agreement ”; the credit facilities thereunder, the “ Senior Secured Credit Facilities ”), dated as of March 3, 2020, by and among the Company, as a guarantor, the Borrower, Citizens Bank, N.A., as administrative agent (in such capacity, the “ Administrative Agent ”), a lender, issuing lender, swingline lender, joint lead arranger and bookrunner, Santander Bank, National Association, as a lender, joint lead arranger and bookrunner, and the other lenders party thereto (each, together with Citizens Bank, N.A. and Santander Bank, National Association, referred
View on SEC.gov

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Ribbon Communications Inc. filing history →

Source: SEC EDGAR
accession 0001104659-23-039214
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