T Stamp Inc. amends 8-K to correct registration deadline, restricted period, and lock-up dates in April 2023 offering

T Stamp Inc

Registration statement for resale of Private Placement Warrant shares due within 45 days of April 14 (execution), not 45 days post-closing.
Post-offering restricted period is 75 days from April 18 (closing), not 45 days as originally stated.
Lock-up for officers/directors runs 60 days from April 14 (not April 12); Placement Agency Agreement dated April 14 (not April 13).
Offering: 563,380 shares + pre-funded warrants for 1,009,950 shares at $3.30/sh; private placement warrants for 1,573,330 shares at $3.30; gross proceeds ~$5.19M.
Net proceeds for working capital, capex, general corporate purposes; variable rate transactions prohibited until Oct 18, 2023.

item 1.01 item 3.02 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

T Stamp Inc entered into Placement Agency Agreement with Maxim Group LLC (effective 2023-04-14).

Action: entry
Agreement: underwriting
Counterparty: Maxim Group LLC
Effective: 2023-04-14

Exact text from the filing

Also in connection with the offering, on April 14, 2023, the Company entered into a placement agency agreement (the “ Placement Agency Agreement ”) with Maxim Group LLC (the “ Placement Agent ”).

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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

T Stamp Inc entered into securities purchase agreement with a certain institutional investor (effective 2023-04-14).

Action: entry
Agreement: equity purchase
Counterparty: a certain institutional investor
Effective: 2023-04-14

Exact text from the filing

On April 14, 2023, T Stamp Inc., a Delaware corporation (the “ Company ”), entered into a securities purchase agreement (the “ SPA ”) with a certain institutional investor

View on SEC.gov

38 material agreements filed in the last 30 days. Browse all material agreements →

T Stamp Inc filing history →

Source: SEC EDGAR

accession 0001104659-23-047575

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