secwatch / observer
8-K filed May 9, 2023, 7:59 PM ET ticker TVGN CIK 0001860871
M&A confidence high sentiment neutral materiality 0.75

Tevogen Bio Holdings Inc. (TVGN): Nasdaq/NYSE listing notice — SPAC Semper Paratus enters subscription and purchase agreements; cures Nasdaq delinquency

Tevogen Bio Holdings Inc.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Tevogen Bio Holdings Inc. received a nasdaq compliance regained notice regarding other (rules 5250(f)).

Exchange
nasdaq
Notice
compliance regained
Rules
5250(f)
Exact text from the filing
May 5, 2023, the Company received notification from Nasdaq that the fee delinquency was cured and the Company is now in compliance with Nasdaq’s continued listing standards. The Company’ securities will continue to trade on The Nasdaq Stock Market, and Nasdaq considers the matter closed.
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Tevogen Bio Holdings Inc. entered into Subscription Agreement with Polar Multi-Strategy Master Fund and Semper Paratus Sponsor LLC valued at $151,000 (effective 2023-05-03).

Action
entry
Agreement
equity purchase
Counterparty
Polar Multi-Strategy Master Fund and Semper Paratus Sponsor LLC
Value
$151,000
Effective
2023-05-03
Exact text from the filing
On May 3, 2023, Semper Paratus Acquisition Corporation (the “Company”) entered into a subscription agreement (“Subscription Agreement”) with Polar Multi-Strategy Master Fund (the “Investor”) and Semper Paratus Sponsor LLC (the “Sponsor”).
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Tevogen Bio Holdings Inc. entered into Purchase Agreement with SSVK Associates, LLC and Semper Paratus Sponsor LLC valued at $1.00 (effective 2023-05-04).

Action
entry
Agreement
equity purchase
Counterparty
SSVK Associates, LLC and Semper Paratus Sponsor LLC
Value
$1.00
Effective
2023-05-04
Exact text from the filing
On May 4, 2023, the Company entered into a purchase agreement (the “Purchase Agreement”) with SSVK Associates, LLC (the “Acquirer”) and the Sponsor, pursuant to which the Acquirer will purchase from the Sponsor (x) 7,988,889 Class A Ordinary Shares and (y) 1,000,000 private placement units, each consisting of one Class A Ordinary Share and one-half of one redeemable warrant that is exercisable for one Class A Ordinary Share, free and clear of all liens and encumbrances (other than those contained in the Letter Agreement, dated November 3, 2021, by and among the Company, its officers, directors and the Sponsor, and the Underwriting Agreement, dated November 3, 2021, by and between the Company and Cantor Fitzgerald & Co., as representative of the several underwriters (the “Underwriting Agreement”)), for an aggregate purchase price of $1.00 (the “Purchase Price”) payable at the time of the initial business combination.
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2 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Tevogen Bio Holdings Inc. filing history →

Source: SEC EDGAR
accession 0001104659-23-057818
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