secwatch / observer
8-K filed July 24, 2023, 7:59 PM ET ticker XXII CIK 0001347858
leadership confidence high sentiment neutral materiality 0.75

22nd Century Group CEO resigns, interim CEO appointed; $11.7M financing closed

22nd Century Group, Inc.

item 1.01item 5.02item 8.01item 9.01

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed (interim)

John J. Miller

interim-CEO
XXII · 22nd Century Group, Inc.
Effective
2023-07-24
Filed
July 24, 2023, 7:59 PM ET
the Board appointed John J. Miller, who has served as President of the Tobacco Business since November 2022, as interim-CEO of the Company effective immediately.
Departed

James A. Mish

Chief Executive Officer
XXII · 22nd Century Group, Inc.
Effective
2023-08-01
Successor
John J. Miller
Filed
July 24, 2023, 7:59 PM ET
James A. Mish, the Company’s Chief Executive Officer, provided notice that he was resigning for personal reasons from such position effective August 1, 2023.
Appointed

Andrew Arno

Director
XXII · 22nd Century Group, Inc.
Effective
2023-07-19
Filed
July 24, 2023, 7:59 PM ET
the Board expanded the Board to seven members and appointed Andrew Arno to be a director on the Board, effective immediately.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

John J. Miller was appointed as interim-CEO at 22nd Century Group, Inc..

Action
appointed
Role
interim-CEO
Exact text from the filing
the Board appointed John J. Miller, who has served as President of the Tobacco Business since November 2022, as interim-CEO of the Company effective immediately.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

James A. Mish resigned as Chief Executive Officer at 22nd Century Group, Inc..

Action
resigned
Role
Chief Executive Officer
Exact text from the filing
James A. Mish, the Company’s Chief Executive Officer, provided notice that he was resigning for personal reasons from such position effective August 1, 2023.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Andrew Arno was appointed as Director at 22nd Century Group, Inc..

Action
appointed
Role
Director
Exact text from the filing
the Board expanded the Board to seven members and appointed Andrew Arno to be a director on the Board, effective immediately.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

22nd Century Group, Inc. entered into Securities Purchase Agreement with certain investors valued at approximately $11.7 million (effective 2023-07-19).

Action
entry
Agreement
equity purchase
Counterparty
certain investors
Value
approximately $11.7 million
Effective
2023-07-19
Exact text from the filing
On July 19, 2023, 22nd Century Group, Inc. (the “Company”) and certain investors (the “Investors”) entered into a securities purchase agreement (the “Securities Purchase Agreement”) relating to the issuance and sale of shares of common stock and warrants pursuant to a registered direct offering (the “Offering”).
View on SEC.gov

250 material agreements filed in the last 30 days. Browse all material agreements →

22nd Century Group, Inc. filing history →

Source: SEC EDGAR
accession 0001104659-23-083491
view filing index on sec.gov
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