secwatch / observer
8-K filed October 27, 2023, 7:59 PM ET ticker PEVM CIK 0001879848
debt confidence high sentiment neutral materiality 0.70

PHOENIX MOTOR INC. (PEVM): debt financing — Phoenix Motor ups convertible note funding to $9.7M, issues warrant for 1.5M shares

PHOENIX MOTOR INC.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.95

PHOENIX MOTOR INC. amended convertible notes of increased to an aggregate principal amount equal to no greater than $9,666,500, and the total principal amount was incre with a certain accredited investor at original issue discount of 8.5% maturing 36 months following the date of the Original SPA.

Instrument
convertible notes
Principal
increased to an aggregate principal amount equal to no greater than $9,666,500, and the total principal amount was incre
Counterparty
a certain accredited investor
Rate
original issue discount of 8.5%
Maturity
36 months following the date of the Original SPA
Event
amendment
Exact text from the filing
pursuant to the Amendment, under the SPA the "Funding Amount" was increased to an aggregate principal amount equal to no greater than $9,666,500, and the total principal amount was increased to be no greater than $10,564,481, to be reduced by the original issue discount of 8.5% and amounts previously advanced under the Original Note.
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

PHOENIX MOTOR INC. amended First Amendment with certain accredited investor named therein (effective 2023-10-26).

Action
amendment
Agreement
equity purchase
Counterparty
certain accredited investor named therein
Effective
2023-10-26
Exact text from the filing
On October 26, 2023, Phoenix Motor Inc., a Delaware corporation (the “ Company ”), entered into that certain First Amendment (the “ Amendment ”) to the Securities Purchase Agreement dated as of June 23, 2023 (the “ Original SPA ” and together with the Amendment, the “ SPA ”), with a certain accredited investor named therein
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PHOENIX MOTOR INC. filing history →

Source: SEC EDGAR
accession 0001104659-23-112237
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