secwatch / observer
8-K filed November 9, 2023, 6:59 PM ET ticker AUMN CIK 0001011509
other material confidence high sentiment neutral materiality 0.60

Golden Minerals closes $4.2M public offering of common stock and warrants

Golden Minerals Co

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Golden Minerals Co entered into Securities Purchase Agreement with certain institutional investors valued at aggregate gross proceeds from the Offering of approximately $4.2 million (effective 2023-11-06).

Action
entry
Agreement
equity purchase
Counterparty
certain institutional investors
Value
aggregate gross proceeds from the Offering of approximately $4.2 million
Effective
2023-11-06
Exact text from the filing
On November 6, 2023, Golden Minerals Company (the “Company”), a Delaware corporation, entered into a Securities Purchase Agreement with certain institutional investors (the “Securities Purchase Agreement”) providing for the issuance and sale by the Company in a public offering (the “Offering”), (i) an aggregate of 4,712,488 shares of the Company’s common stock, par value $0.01 per share (the “Common Shares”), at a public offering price of $0.70 per Common Share (the “Initial Shares”); (ii) Series A common warrants (the “Series A Warrants”) to purchase 6,000,000 Common Shares (the “Series A Warrant Shares”) at a public offering price of $0.70 per Common Share; (iii) Series B warrants (the “Series B Warrants” and, together with the Series A Warrants, the “Common Warrants”) to purchase 3,000,000 Common Shares (the “Series B Warrant Shares” and, together with the Series A Warrant Shares, the “Common Warrant Shares”) at a public offering price of $0.70 per Common Share; (iv) pre-funded warr
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Golden Minerals Co filing history →

Source: SEC EDGAR
accession 0001104659-23-116038
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