KULR Technology Group, Inc. (KULR): Nasdaq/NYSE listing notice — NYSE American accepts KULR's compliance plan; deadline set for June 2025

KULR Technology Group, Inc.

NYSE American accepted KULR's plan to regain compliance with continued listing standards.
Company must meet stockholders' equity of $6M; reported only $1.2M as of Sept 2023.
Plan period granted through June 20, 2025; quarterly reviews to monitor progress.
Stock continues trading on NYSE American during the plan period; delisting possible if plan fails.
KULR has reported net losses in five most recent fiscal years through Dec 2022.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

KULR Technology Group, Inc. received a nyse_american deficiency notice notice regarding stockholders equity (rules 1003(a)(i), 1003(a)(ii), 1003(a)(iii)).

Exchange: nyse american
Notice: deficiency notice
Deficiency: stockholders equity
Rules: 1003(a)(i), 1003(a)(ii), 1003(a)(iii)

Exact text from the filing

December 20, 2023, the Company received a letter from the NYSE American stating that the Company’s stockholders’ equity as reported in its Quarterly Report on Form 10-Q for the quarter ended September 30, 2023 was not in compliance with the NYSE American’s continued listing standards under Sections 1003(a)(i), (ii) and (iii) of the NYSE American Company Guide (the “Company Guide”). Section 1003(a)(iii) of the Company Guide requires a listed company to have stockholders’ equity of $6 million or more if the listed company has reported losses from continuing operations and/or net losses in its fi

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KULR Technology Group, Inc. filing history →

Source: SEC EDGAR

accession 0001104659-24-032120

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