Primis Financial Corp. (FRST): Nasdaq/NYSE listing notice — Primis Financial receives Nasdaq deficiency notice for late 10-K filing

Primis Financial Corp.

Received Nasdaq notice on April 4, 2024 for failure to timely file 2023 Form 10-K.
Delay due to restatement of certain financial statements and SEC pre-clearance process.
60 days to submit a compliance plan; company expects to file 10-K before June 3, 2024.
No immediate effect on Nasdaq listing of FRST common stock.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Primis Financial Corp. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 4, 2024, the Company received a notice (the “Notice”) from Nasdaq, which indicated that, as a result of the Company’s delay in filing the 2023 Form 10-K, the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Rule”), which requires Nasdaq-listed companies to timely file all required periodic financial reports with the SEC. The Notice states that the Company has 60 calendar days from the date of the Notice, or until June 3, 2024, to submit a plan to regain compliance with the Rule. If Nasdaq accepts the Company’s plan to regain compliance, then Nasdaq may grant the Co

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Primis Financial Corp. filing history →

Source: SEC EDGAR

accession 0001104659-24-045260

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