Assure Holdings Corp.: Nasdaq/NYSE listing notice — Assure Holdings receives Nasdaq delisting notice for late 10-K filing; hearing pending

Assure Holdings Corp.

Received Nasdaq notice on April 18, 2024, for failure to timely file FY 2023 10-K, violating Listing Rule 5250(c)(1).
Deficiency will be considered by Nasdaq Hearings Panel alongside prior bid price and equity deficiencies.
Company must present views by April 25, 2024; no assurance of continued listing.
Delisting could impair stock liquidity, price, and ability to raise capital.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Assure Holdings Corp. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1), 5810(d)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1), 5810(d)

Exact text from the filing

April 18, 2024, Assure Holdings Corp. (the “Company”) received a notice (the “Notice”) from the Nasdaq Stock Market LLC (“Nasdaq”) indicating that as a result of the delinquency in the timely filing of the Company’s annual report on Form 10-K for the fiscal year ended December 31, 2023 (the “10-K”), the Company is out of compliance with Nasdaq Listing Rules (Listing Rule 5250(c)(1), which requires listed companies to timely file all required periodic reports with the Securities and Exchange Commission) and that the Nasdaq Hearings Panel (the “Panel”) will consider this matter, as an additional

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Source: SEC EDGAR

accession 0001104659-24-051294

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