8-K
filed April 7, 2026, 7:59 PM ET
ticker RNAZ
CIK 0001829635
other material
confidence high
sentiment neutral
materiality 0.75
TransCode secures up to $20M flexible financing from Yorkville via SEPA and convertible notes
Transcode Therapeutics, Inc.
- Up to $14M SEPA for common stock sales at 97% of lowest 3-day VWAP; up to $6M in pre-paid convertible notes at 5% discount.
- First $1M convertible note tranche expected upon filing Form 10-K; second $5M tranche after registration and shareholder approval.
- Convertible notes bear 5% interest, mature 18 months, convertible at 115% of prior day VWAP or 95% of lowest 7-day VWAP, floor at 20% of last trade.
- Company issued 29.89 Series A Preferred shares as PIK dividend to DEFJ and Tungsten from prior acquisition on April 6, 2026.
- CEO states financing extends runway into late 2027/early 2028, enabling completion of Phase 2a trial for TTX-MC138.
Machine-readable event card
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- 0001829635
- company_name
- Transcode Therapeutics, Inc.
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- 2026-04-07T23:59:59+00:00
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- 2026-05-14T18:02:33.046739+00:00
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- 0.75
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- high
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- https://www.sec.gov/Archives/edgar/data/1829635/000110465926040171/0001104659-26-040171-index.htm
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- https://www.sec.gov/Archives/edgar/data/1829635/000110465926040171/tm2611272d1_8k.htm
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On April 6, 2026 , TransCode Therapeutics, Inc., a Delaware corporation, (the “Company,” “we,” or “our”) entered into a Standby Equity Purchase Agreement (the “SEPA”) with YA II PN, LTD, a Cayman Islands exempt limited partnership (“Yorkville”), pursuant to which the Company has the right to sell to Yorkville up to $14 million of shares of the Company’s common stock
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