Stellus Capital Investment enters new advisory agreement after advisor acquired by Ridgepost Capital

Stellus Capital Investment Corp

New investment advisory agreement effective June 22, 2026, after stockholders approved on June 16.
Terms identical to prior agreement; base management fee remains 1.75% of gross assets, incentive fee unchanged.
Advisor Stellus Capital Management acquired by Ridgepost Capital, LLC on June 22, triggering change in control and new agreement.
New agreement has initial two-year term and renews annually subject to board and shareholder approval.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Stellus Capital Investment Corp entered into New Advisory Agreement with Stellus Capital Management, LLC (effective 2026-06-22).

Action: entry
Counterparty: Stellus Capital Management, LLC
Effective: 2026-06-22

Exact text from the filing

apital Investment Corporation (the “Company”) approved a new investment advisory agreement (the “New Advisory Agreement”) by and between the Company and Stellus Capital Management, LLC (“Stellus Capital Management” or the “Advisor”),

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Source: SEC EDGAR

accession 0001104659-26-076452

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