Extracted from this filing and checked against the source text.
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
Nuwellis, Inc. shareholders approved To approve pursuant to Nasdaq Listing Rule 5635(d) and Nasdaq’s interpretations and guidance thereunder, the issuance of up to 66,226,752 shares of the Company’s common stock upon exercise of warrants issued in the October 2022 Underwritten Offering at the 2023-01-04 meeting.
- Outcome
- passed
- Meeting
- 2023-01-04
Exact text from the filing
Proposal 1 - To approve pursuant to Nasdaq Listing Rule 5635(d) and Nasdaq’s interpretations and guidance thereunder, the issuance of up to 66,226,752 shares of the Company’s common stock ( as the same is to be adjusted for the reverse stock split effectuated by the Company on December 9, 2022) upon the exercise of its warrants issued to investors in its underwritten offering that closed on October 18, 2022 (“ October 2022 Underwritten Offering ”) that may be equal to or exceed 20% of the Company’s common stock outstanding before the October 2022 Underwritten Offering (the “ Warrant Proposal ”). VOTES FOR VOTES AGAINST ABSTAIN BROKER NON-VOTES 1,955,994 1,791,220 68,568 N/A
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
Nuwellis, Inc. shareholders approved To authorize one or more adjournments of the stockholder meeting to solicit additional proxies in the event there are insufficient votes to approve the Warrant Proposal at the 2023-01-04 meeting.
- Outcome
- passed
- Meeting
- 2023-01-04
Exact text from the filing
Proposal 2 - To authorize one or more adjournments of the stockholder meeting to solicit additional proxies in the event there are insufficient votes to approve the Warrant Proposal. VOTES FOR VOTES AGAINST ABSTAIN BROKER NON-VOTES 1,971,645 1,746,660 97,477 N/A
View on SEC.gov