Cherry Hill Mortgage Investment Corp (CHMI): Nasdaq/NYSE listing notice — Director death reduces audit committee below NYSE minimum; CHMI non-compliant

Cherry Hill Mortgage Investment Corp

Board member Regina Lowrie passed away on January 1, 2023.
Board reduced to 3 members; audit committee now has 2 members, both independent.
Company not compliant with NYSE Section 303A.07(a) requiring 3-member audit committee.
NYSE notified on January 5, 2023; company plans to appoint a compliant director promptly.
Lowrie joined board in 2015 and served on audit, compensation and nominating committees.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Cherry Hill Mortgage Investment Corp received a nyse deficiency notice notice regarding audit committee (rules 303A.07(a), 303A.02).

Exchange: nyse
Notice: deficiency notice
Deficiency: audit committee
Rules: 303A.07(a), 303A.02

Exact text from the filing

ees”) at the time of her passing. Following Ms. Lowrie’s death, the Board has been reduced to three members, two of whom are independent directors. The Committees have been reduced to two members, both of whom are independent directors. As a result, the Company is no longer compliant with Section 303A.07(a) of the New York Stock Exchange (“NYSE”) Listed Company Manual (the “Listed Company Manual”), which requires that the audit committee of an NYSE-listed company consist of at least three members, each of whom is an independent director. The Company notified the NYSE of Ms. Lowrie’s passing

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Cherry Hill Mortgage Investment Corp filing history →

Source: SEC EDGAR

accession 0001140361-23-001064

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