SEP Acquisition Corp.: Nasdaq/NYSE listing notice — SEP Acquisition Corp. receives Nasdaq notice for failing minimum publicly held shares requirement

SEP Acquisition Corp.

Company notified by Nasdaq on Jan 22, 2023 of non-compliance with Listing Rule 5550(a)(4) requiring minimum 500,000 publicly held shares.
Company has until March 9, 2023 to submit a plan to regain compliance.
No immediate effect on listing or trading; Nasdaq may grant up to 180-day extension if plan is accepted.
Company intends to submit compliance plan within the required timeframe.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

SEP Acquisition Corp. received a nasdaq deficiency notice notice regarding other (rules 5550(a)(4)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5550(a)(4)

Exact text from the filing

January 22, 2023, SEP Acquisition Corp. (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) indicating that the Company is not in compliance with Listing Rule 5550(a)(4), due to the Company’s failure to meet the minimum 500,000 publicly held shares requirement for continued listing on the Nasdaq Capital Market. The Notice is only a notification of deficiency, not of imminent delisting, and has no current effect on the listing or trading of the Company’s securities on the Nasdaq Capital Market. The Notice s

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Source: SEC EDGAR

accession 0001140361-23-002557

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