Innventure enters $30M convertible debenture deal with Yorkville; issues warrants to WTI

Innventure, Inc.

Yorkville to buy $20M initial convertible debentures at 90% of face; second $10M tranche contingent on registration and stockholder approval.
Conversion price initially $10/share, resets to lower of current or trailing 10-day VWAP at 6- and 9-month anniversaries.
Monthly principal payments of $1M–$3M plus 5% premium; 18% interest on default; optional redemption at 5% or 10% premium.
300,000 warrants issued to WTI entities at $0.01 exercise price, with pro-rata participation rights in future financings.

Machine-readable event card

schema_version: secwatch.filing_event.v1
accession: 0001140361-25-010344
form_type: 8-K
ticker: INV
cik: 0002001557
company_name: Innventure, Inc.
filed_at: 2025-03-26T23:59:59+00:00
discovered_at: 2026-05-14T18:03:05.752358+00:00
generated_at: 2026-05-24T05:18:42.063671+00:00
sec_items: ["1.01", "2.03", "3.02", "9.01"]
event_type: debt
sentiment: neutral
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: high
secwatch_canonical_url: https://secwatch.observer/filing/0001140361-25-010344
json_url: https://secwatch.observer/filing/0001140361-25-010344.json
markdown_url: https://secwatch.observer/filing/0001140361-25-010344.md
text_url: https://secwatch.observer/filing/0001140361-25-010344.txt
edgar_index_url: https://www.sec.gov/Archives/edgar/data/2001557/000114036125010344/0001140361-25-010344-index.htm
edgar_primary_document_url: https://www.sec.gov/Archives/edgar/data/2001557/000114036125010344/ef20045913_8k.htm
generated_by_model: deepseek-v4-flash:cloud@v2
review_status: machine_generated
human_reviewed: false
corrected: false
correction_note: null
correction_timestamp: null
superseded_by: null

SST

System1 exchanges $302.6M debt for $150M term loan, $39.3M preferred stock, and cash

System1, Inc. June 1, 2026, 9:00 AM ET debt Items 1.01, 2.03, 3.02, 7.01, 9.01

same SEC item: 1.01, 2.03, 3.02, 9.01 same event type: debt similar materiality

Vestand raises $1M via discounted equity and secured loan from Min Gan Zhe

Vestand Inc. May 28, 2026, 5:13 PM ET debt Items 1.01, 2.03, 3.02, 9.01

same SEC item: 1.01, 2.03, 3.02, 9.01 same event type: debt similar materiality

LiqTech to convert $3M of $6M debt to equity, pay $3M cash in restructuring

LIQTECH INTERNATIONAL INC June 1, 2026, 5:17 PM ET debt Items 1.01, 3.02, 9.01

same SEC item: 1.01, 3.02, 9.01 same event type: debt similar materiality

Trinseo obtains $142.5M new money DIP financing and $150M AR facility in Chapter 11

Trinseo PLC June 1, 2026, 4:23 PM ET debt Items 1.01, 2.03, 9.01