BROADWAY FINANCIAL CORP \DE\ (BYFC): Nasdaq/NYSE listing notice — Broadway Financial receives Nasdaq non-compliance notice for late Q2 2025 10-Q filing

BROADWAY FINANCIAL CORP \DE\

Received Nasdaq notice Aug 21, 2025 for failing to timely file Q2 2025 Form 10-Q.
Has 60 days to submit compliance plan; if accepted, extension to Feb 16, 2026.
Delay due to evaluating participation agreements for ASC 860 compliance; previously reported on Form 12b-25.
Notice has no immediate effect on listing/trading, but further delays could impact.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

BROADWAY FINANCIAL CORP \DE\ received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

August 21, 2025, Broadway Financial Corporation (the “Company”) received written notice (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is not in compliance with the periodic financial reporting requirements set forth in Nasdaq Listing Rule 5250(c)(1) (“Rule 5250(c)(1)”) for continued listing on The Nasdaq Capital Market because its Quarterly Report on Form 10-Q for the quarter ended June 30, 2025 (the “Form 10-Q”) was not filed within the time period prescribed by the Securities and Exchange Commission rules. The Notice has no immediate effect on the

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Source: SEC EDGAR

accession 0001140361-25-032367

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