8-K filed May 1, 2026, 7:59 PM ET ticker PDSB CIK 0001472091

debt confidence high sentiment neutral materiality 0.65

PDS Biotechnology issues $6M promissory note and warrant to YA II PN, redeems existing debentures

PDS Biotechnology Corp

Entered $6M promissory note at 10% interest, 12-month maturity, issued at $5.76M (96% of face).
Issued warrant for 2,158,274 shares at $1.1824, exercisable after 6 months for 5 years.
Redeeming existing Senior Secured Convertible Debentures at 103% of principal plus accrued interest on June 12, 2026.
Terminated prior sales agreement with B. Riley and H.C. Wainwright; entered new ATM with Yorkville Securities.
Note includes conversion rights upon default at discounted VWAP; warrant has cashless exercise option.

item 1.01 item 1.02 item 2.03 item 3.02

Machine-readable event card

schema_version: secwatch.filing_event.v1
accession: 0001140361-26-018464
form_type: 8-K
ticker: PDSB
cik: 0001472091
company_name: PDS Biotechnology Corp
filed_at: 2026-05-01T23:59:59+00:00
discovered_at: 2026-05-14T18:02:32.328348+00:00
generated_at: 2026-05-15T00:17:13.115835+00:00
sec_items: ["1.01", "1.02", "2.03", "3.02"]
event_type: debt
sentiment: neutral
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: high
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Source-grounded claims

09c1b714a4ea0d9e30132fd13bf185b19e948de6

PDS Biotechnology Corp incurred loan of $6,000,000 with YA II PN, LTD. at 10% per annum maturing twelve-month anniversary of the Closing Date.

Promissory Note will have an aggregate face value of $6,000,000 and will be issued on the Closing Date for a purchase price of $5,760,000. The Promissory Note will have a maturity date of the twelve-month anniversary of the Closing Date and an interest rate of 10% per annum

SEC 8-K Item 2.03/2.04 confidence 0.9 SEC evidence

3ef0aea0396ce1d96c8f6f41a43a31d835e358ce

PDS Biotechnology Corp entered into Securities Purchase Agreement with YA II PN, LTD. valued at $6,000,000 (effective 2026-04-30).

On April 30, 2026 (the “ Effective Date ”), PDS Biotechnology Corporation, a Delaware corporation (the “ Company ”), entered into a Securities Purchase Agreement (the “ Purchase Agreement ”) with YA II PN, LTD.

SEC 8-K Item 1.01/1.02 confidence 0.9 SEC evidence

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Promissory Note will have an aggregate face value of $6,000,000 and will be issued on the Closing Date for a purchase price of $5,760,000. The Promissory Note will have a maturity date of the twelve-month anniversary of the Closing Date and an interest rate of 10% per annum

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Promissory Note will have an aggregate face value of $6,000,000 and will be issued on the Closing Date for a purchase price of $5,760,000. The Promissory Note will have a maturity date of the twelve-month anniversary of the Closing Date and an interest rate of 10% per annum

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Promissory Note will have an aggregate face value of $6,000,000 and will be issued on the Closing Date for a purchase price of $5,760,000. The Promissory Note will have a maturity date of the twelve-month anniversary of the Closing Date and an interest rate of 10% per annum

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Promissory Note will have an aggregate face value of $6,000,000 and will be issued on the Closing Date for a purchase price of $5,760,000. The Promissory Note will have a maturity date of the twelve-month anniversary of the Closing Date and an interest rate of 10% per annum

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Promissory Note will have an aggregate face value of $6,000,000 and will be issued on the Closing Date for a purchase price of $5,760,000. The Promissory Note will have a maturity date of the twelve-month anniversary of the Closing Date and an interest rate of 10% per annum

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Promissory Note will have an aggregate face value of $6,000,000 and will be issued on the Closing Date for a purchase price of $5,760,000. The Promissory Note will have a maturity date of the twelve-month anniversary of the Closing Date and an interest rate of 10% per annum

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Promissory Note will have an aggregate face value of $6,000,000 and will be issued on the Closing Date for a purchase price of $5,760,000. The Promissory Note will have a maturity date of the twelve-month anniversary of the Closing Date and an interest rate of 10% per annum

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Promissory Note will have an aggregate face value of $6,000,000 and will be issued on the Closing Date for a purchase price of $5,760,000. The Promissory Note will have a maturity date of the twelve-month anniversary of the Closing Date and an interest rate of 10% per annum

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Source: SEC EDGAR

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