SolarWindow terminates CEO John Rhee; KCC alleges LQE breached SPA, seeks share return

SolarWindow Technologies, Inc.

CEO/President/Chairman John Rhee terminated effective May 9, 2022; company cites refocus on North America and Asia challenges.
Justin Frere appointed Interim CEO (also Treasurer and Secretary) effective May 9, 2022.
KCC claims LQE (Rhee's firm) failed to pay for 32.98M shares + warrants; initiates legal proceedings in British Columbia to force repurchase.
LQE purports to expand board to 5 and appoint Sergio Pombo and Kimberly Tara; company disputes authority due to share ownership dispute.
Rhee called special board meeting for May 17, 2022; company considers it improperly called and warns of exposure from proposed share registration.

item 5.02 item 8.01 item 9.01

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed

Sergio Pombo

Director

WNDW · SolarWindow Technologies, Inc.

Effective: 2022-05-12
Filed: May 13, 2022, 7:59 PM ET

Pursuant to the Written Consent, LQE advises that it has expanded the size of the Company’s Board from three (3) directors to five (5) directors; and, has filled the vacancies created by such expansion by the appointment of the following individuals to the Company’s Board: (1) Mr. Sergio Pombo.

Departed

John Rhee

President, Chief Executive Officer and Chairman

WNDW · SolarWindow Technologies, Inc.

Effective: 2022-05-09
Successor: Justin Frere
Filed: May 13, 2022, 7:59 PM ET

Termination of the ESCA resulted in the automatic termination of Mr. Rhee’s positions as the President, Chief Executive Officer and Chairman of the Company

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.8

Sergio Pombo was appointed as Director at SolarWindow Technologies, Inc..

Action: appointed
Role: Director

Exact text from the filing

Pursuant to the Written Consent, LQE advises that it has expanded the size of the Company’s Board from three (3) directors to five (5) directors; and, has filled the vacancies created by such expansion by the appointment of the following individuals to the Company’s Board: (1) Mr. Sergio Pombo.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

John Rhee was terminated as President, Chief Executive Officer and Chairman at SolarWindow Technologies, Inc..

Action: terminated
Role: President, Chief Executive Officer and Chairman

Exact text from the filing

Termination of the ESCA resulted in the automatic termination of Mr. Rhee’s positions as the President, Chief Executive Officer and Chairman of the Company

View on SEC.gov

SolarWindow Technologies, Inc. filing history →

Source: SEC EDGAR

accession 0001171843-22-003676

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