UNITED GUARDIAN INC (UG): auditor change — United-Guardian dismisses Baker Tilly, appoints Grassi as auditor effective Aug 29, 2023

UNITED GUARDIAN INC

Audit committee directed the dismissal of Baker Tilly and hiring of Grassi Advisors and Accountants.
Baker Tilly's reports for FY 2022 and 2021 contained no adverse opinion or qualification.
No disagreements or reportable events occurred during Baker Tilly's tenure as defined by Regulation S-K.
Company provided Baker Tilly with a copy of this disclosure; their letter is attached as Exhibit 16.1.
No prior consultations with Grassi on accounting principles or audit matters before appointment.

item 4.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Auditor Changes SEC 8-K Item 4.01/4.02 confidence 0.9

UNITED GUARDIAN INC dismissed Baker Tilly US, LLP as its auditor.

Action: dismissal
Auditor: Baker Tilly US, LLP

Exact text from the filing

On August 29, 2023, as directed and approved by the Audit Committee of the Board of Directors (the "Board") of United-Guardian, Inc. (the "Company"), the Company formally dismissed Baker Tilly US, LLP ("Baker Tilly") as the Company’s independent registered public accounting firm.

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Auditor Changes SEC 8-K Item 4.01/4.02 confidence 0.9

UNITED GUARDIAN INC engaged Grassi Advisors and Accountants as its auditor.

Action: engagement
Auditor: Grassi Advisors and Accountants

Exact text from the filing

On August 29, 2023, as directed and approved by the Audit Committee of the Board, the Company formally retained Grassi Advisors and Accountants ("Grassi") as the Company’s independent registered public accounting firm, effective immediately.

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Source: SEC EDGAR

accession 0001171843-23-005496

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