secwatch / observer
8-K filed March 31, 2026, 7:59 PM ET ticker USBC CIK 0001074828
regulatory confidence high sentiment neutral materiality 0.60

USBC, Inc. (USBC): Nasdaq/NYSE listing notice — USBC regains NYSE American listing compliance; delisting risk resolved

USBC, Inc.

item 3.01item 7.01item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

USBC, Inc. received a nyse_american compliance regained notice regarding stockholders equity (rules 1003(a)(i), 1003(a)(ii), 1003(a)(iii)).

Exchange
nyse american
Notice
compliance regained
Deficiency
stockholders equity
Rules
1003(a)(i), 1003(a)(ii), 1003(a)(iii)
Exact text from the filing
March 27, 2026, USBC, Inc. (the "Company") received a letter from NYSE American LLC (the “NYSE American”) notifying the Company that it has regained compliance with all applicable continued listing standards set forth in Part 10 of the NYSE American Company Guide (the "Company Guide"). As previously disclosed, on September 27, 2024, the Company received notice from the NYSE American that it was not in compliance with the minimum stockholders’ equity requirements of Sections 1003(a)(i), (ii) and (iii) of the Company Guide. The Company subsequently implemented a plan to regain compliance, which
View on SEC.gov

19 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

USBC, Inc. filing history →

Source: SEC EDGAR
accession 0001171843-26-002066
view filing index on sec.gov
view primary document
Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.