secwatch / observer
8-K filed August 2, 2022, 7:59 PM ET ticker MFIC CIK 0001278752
earnings confidence high sentiment positive materiality 0.85

Apollo Investment Q1 NII $0.37/share, NAV $15.52; fee cuts, $30M MidCap equity, name change to MFIC

MidCap Financial Investment Corp

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Role change

Kristin Hester

Chief Legal Officer and Corporate Secretary
MFIC · MidCap Financial Investment Corp
Effective
2022-08-01
Filed
August 2, 2022, 7:59 PM ET
On August 1, 2022, the Board of the Registrant appointed Kristin Hester to serve as the Registrant's Chief Legal Officer and Corporate Secretary.
Role change

Tanner Powell

Chief Executive Officer of the Board
MFIC · MidCap Financial Investment Corp
Effective
2022-08-01
Filed
August 2, 2022, 7:59 PM ET
On August 1, 2022, the Board of the Registrant appointed Tanner Powell to serve as Chief Executive Officer of the Registrant's Board.
Appointed

Ted McNulty

President of the Registrant
MFIC · MidCap Financial Investment Corp
Effective
2022-08-01
Filed
August 2, 2022, 7:59 PM ET
On August 1, 2022, the Board of the Registrant appointed Ted McNulty to serve as President of the Registrant.
Role change

Howard T. Widra

Executive Chairman of the Board
MFIC · MidCap Financial Investment Corp
Effective
2022-08-01
Filed
August 2, 2022, 7:59 PM ET
On August 1, 2022, the Board of the Registrant appointed Howard T. Widra to serve as Executive Chairman of the Registrant's Board.
Departed

Joseph Glatt

Chief Legal Officer and Secretary
MFIC · MidCap Financial Investment Corp
Effective
2022-08-01
Successor
Kristin Hester
Filed
August 2, 2022, 7:59 PM ET
Joseph Glatt, 48, who served as the Registrant's Chief Legal Officer and Secretary since 2014, was promoted to a new role as Partner in Apollo's U.S. Financial Institutions Group.
Role change

John Hannan

Vice Chairman of the Board
MFIC · MidCap Financial Investment Corp
Effective
2022-08-01
Filed
August 2, 2022, 7:59 PM ET
On August 1, 2022, John Hannan, 69, who served as Chairman of the Registrant's Board from August 2006 to August 2022, was appointed Vice Chairman of the Board.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Kristin Hester was appointed as Chief Legal Officer and Corporate Secretary at MidCap Financial Investment Corp.

Action
appointed
Role
Chief Legal Officer and Corporate Secretary
Exact text from the filing
On August 1, 2022, the Board of the Registrant appointed Kristin Hester to serve as the Registrant's Chief Legal Officer and Corporate Secretary.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Tanner Powell was appointed as Chief Executive Officer of the Board at MidCap Financial Investment Corp.

Action
appointed
Role
Chief Executive Officer of the Board
Exact text from the filing
On August 1, 2022, the Board of the Registrant appointed Tanner Powell to serve as Chief Executive Officer of the Registrant's Board.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Ted McNulty was appointed as President of the Registrant at MidCap Financial Investment Corp.

Action
appointed
Role
President of the Registrant
Exact text from the filing
On August 1, 2022, the Board of the Registrant appointed Ted McNulty to serve as President of the Registrant.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Howard T. Widra was appointed as Executive Chairman of the Board at MidCap Financial Investment Corp.

Action
appointed
Role
Executive Chairman of the Board
Exact text from the filing
On August 1, 2022, the Board of the Registrant appointed Howard T. Widra to serve as Executive Chairman of the Registrant's Board.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.9

Joseph Glatt departed as Chief Legal Officer and Secretary at MidCap Financial Investment Corp.

Action
promoted
Role
Chief Legal Officer and Secretary
Exact text from the filing
Joseph Glatt, 48, who served as the Registrant's Chief Legal Officer and Secretary since 2014, was promoted to a new role as Partner in Apollo's U.S. Financial Institutions Group.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

John Hannan was appointed as Vice Chairman of the Board at MidCap Financial Investment Corp.

Action
appointed
Role
Vice Chairman of the Board
Exact text from the filing
On August 1, 2022, John Hannan, 69, who served as Chairman of the Registrant's Board from August 2006 to August 2022, was appointed Vice Chairman of the Board.
View on SEC.gov

MidCap Financial Investment Corp filing history →

Source: SEC EDGAR
accession 0001193125-22-209379
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