Pivotal Investment Corp III: Nasdaq/NYSE listing notice — NYSE to delist Pivotal Investment Corp III warrants due to abnormally low price levels

Pivotal Investment Corp III

Received NYSE delisting notice on Oct 27, 2022; warrant trading suspended immediately.
Company does not intend to appeal the delisting determination.
Warrants may trade on pink sheets; common stock and units continue on NYSE.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Pivotal Investment Corp III received a nyse delisting notice notice regarding minimum bid price (rules 802.01D).

Exchange: nyse
Notice: delisting notice
Deficiency: minimum bid price
Rules: 802.01D

Exact text from the filing

October 27, 2022, Pivotal Investment Corporation III (the “ Company” ) received a written notice (the “ Notice” ) from the staff of NYSE Regulation (the “ Staff ”) of the New York Stock Exchange (“ NYSE” ) indicating that the Staff has determined that the Company’s warrants, each warrant exercisable for one share of Class A Common Stock of the Company (the “ Warrants ”), are no longer suitable for listing on the NYSE based on “abnormally low” price levels, pursuant to Section 802.01D of the NYSE Listed Company Manual. As a result, the Staff has determined to commence proceedings to delist the

View on SEC.gov

Browse all listing & compliance notices →

Source: SEC EDGAR

accession 0001193125-22-272527

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.