8-K/A
filed November 7, 2022, 6:59 PM ET
ticker OABI
CIK 0001846253
other material
confidence high
sentiment neutral
materiality 0.60
OmniAb, Inc. (OABI): auditor change — OmniAb files 8-K/A: Auditor changed to EY, pro forma shows $390.6M assets, 114.8M shares outstanding after SPAC close
OmniAb, Inc.
- Dismissed Marcum as auditor, engaged EY as new independent registered public accounting firm effective Nov 1, 2022.
- Pro forma shows 114.8M shares outstanding; Legacy OmniAb stockholders hold 85%, Sponsor 13.9%, public 1.1%.
- APAC public shareholders redeemed 21.7M shares for ~$224M ($10.32/share), leaving only 1.3M public shares.
- Adopted new certificate of incorporation, bylaws, and code of business conduct and ethics.
- OmniAb became successor issuer; OABI and OABIW now registered under Section 12(b).
Key facts
Extracted from this filing and checked against the source text.
Auditor Changes
SEC 8-K Item 4.01/4.02
confidence 0.9
OmniAb, Inc. dismissed Marcum LLP as its auditor.
- Action
- dismissal
- Auditor
- Marcum LLP
- Successor
- Ernst & Young LLP
Exact text from the filing
On November 1, 2022, the Board dismissed Marcum LLP (“Marcum”), APAC’s independent registered public accounting firm prior to the Business Combination, as the Company’s independent registered public accounting firm effective immediately following the filing of the Company’s quarterly report on Form 10-Q for the quarter ended September 30, 2022
View on SEC.gov
Auditor Changes
SEC 8-K Item 4.01/4.02
confidence 0.9
OmniAb, Inc. engaged Ernst & Young LLP as its auditor.
- Action
- engagement
- Auditor
- Ernst & Young LLP
Exact text from the filing
On November 1, 2022, the Board approved the engagement of EY as the Company’s independent registered public accounting firm to audit the Company’s consolidated financial statements for the year ending December 31, 2022
View on SEC.gov
Governance Changes
SEC 8-K Item 5.03/5.05/5.06
confidence 0.9
OmniAb, Inc.: Adopted new Code of Business Conduct and Ethics (effective 2022-11-01).
- Change
- code of ethics
- Effective
- 2022-11-01
Exact text from the filing
On November 1, 2022, the Board approved and adopted a new Code of Business Conduct and Ethics applicable to all employees, officers and directors of OmniAb.
View on SEC.gov
Governance Changes
SEC 8-K Item 5.03/5.05/5.06
confidence 0.9
OmniAb, Inc.: Amended Certificate of Incorporation to reflect changes from business combination (effective 2022-10-31).
- Change
- charter amendment
- Effective
- 2022-10-31
Exact text from the filing
The Certificate of Incorporation of the Company (the “Certificate of Incorporation”), which became effective upon filing with the Secretary of State of the State of Delaware on October 31, 2022, includes the amendments proposed by the Charter Proposals.
View on SEC.gov
Governance Changes
SEC 8-K Item 5.03/5.05/5.06
confidence 0.9
OmniAb, Inc.: Adopted new Bylaws effective as of closing of business combination.
- Change
- bylaw amendment
Exact text from the filing
Prior to the Business Combination, the Board approved and adopted the Bylaws of OmniAb (the “Bylaws”), which became effective as of the Effective Time.
View on SEC.gov
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