Amendments to Registrant's Code of Ethics

Filed when the company amends, or grants a waiver from, a provision of its code of ethics that applies to its principal executive, financial, or accounting officers. Rare in practice.

Recent disclosures

• May 22, 2026 13:01 UTC SHBI SHORE BANCSHARES INC other

  Shore Bancshares board approves updated Code of Ethics and Business Conduct

• May 21, 2026 20:19 UTC FMFG Farmers & Merchants Bancshares, Inc. other

  Farmers and Merchants Bancshares amends Code of Ethics; gifts threshold raised to $100

• May 13, 2026 20:04 UTC MDU MDU RESOURCES GROUP INC other_material

  MDU Resources shareholders approve LTIP amendment increasing share pool by 6.6M shares

• May 08, 2026 23:59 UTC APAD Enhanced Group Inc. m_and_a

  Enhanced Group completes de-SPAC merger with Enhanced Ltd; redemptions of $201.7M

• May 06, 2026 23:59 UTC XWIN XMax Inc. other

  XMax board approves amended code of ethics with technical, non-substantive changes

• May 06, 2026 23:59 UTC TKNO Alpha Teknova, Inc. earnings

  Teknova Q1 revenue $11.1M (+13% YoY); reaffirms FY 2026 guidance $42-44M

• Apr 23, 2026 23:59 UTC REXR Rexford Industrial Realty, Inc. earnings

  Rexford Industrial Q1 net income $87.9M; raises full-year Core FFO guidance; new $500M buyback

• Apr 14, 2026 23:59 UTC Haymaker Acquisition Corp. 4 m_and_a

  Haymaker completes business combination with Suncrete; begins trading as RMIX on Nasdaq

• Apr 14, 2026 23:59 UTC RMIX Suncrete, Inc. m_and_a

  Suncrete closes SPAC merger with Haymaker; begins trading as RMIX on Nasdaq

• Apr 01, 2026 23:59 UTC SHFS SHF Holdings, Inc. earnings

  Safe Harbor Q4 rev $2.1M (+12% sequential); FY25 revenue down 50% to $7.7M

• Mar 26, 2026 23:59 UTC NRDS NERDWALLET, INC. other

  NerdWallet board amends Code of Business Conduct, adds AI policy

• Mar 18, 2026 23:59 UTC AIB BlockchAIn Digital Infrastructure, Inc. m_and_a

  Blockchain Digital Infrastructure closes business combination with One Blockchain; new management and board

• Mar 17, 2026 23:59 UTC UTI UNIVERSAL TECHNICAL INSTITUTE INC other

  Universal Technical Institute amends Code of Conduct with non-substantive updates

• Mar 12, 2026 23:59 UTC FTW PRESIDIO PRODUCTION Co m_and_a

  Presidio Production Company completes business combination with EQV Ventures; warrants updated to 11,887,469

• Mar 09, 2026 23:59 UTC FTW PRESIDIO PRODUCTION Co m_and_a

  Presidio Production Company closes SPAC merger with EQV Ventures, raises ~$236M in PIPE and preferred financing

• Mar 06, 2026 23:59 UTC JRVR James River Group Holdings, Inc. other_material

  James River raises CEO Frank D'Orazio's STI target to 150%, LTI target to 200% of base salary

• Mar 02, 2026 23:59 UTC NUCL Eagle Nuclear Energy Corp. m_and_a

  Eagle Nuclear Energy completes de-SPAC merger, begins trading on Nasdaq under NUCL

• Feb 25, 2026 23:59 UTC ALOY REALLOYS INC. m_and_a

  REalloys completes merger with Blackboxstocks, begins trading under 'ALOY' on Nasdaq

• Feb 17, 2026 23:59 UTC INFQ Infleqtion, Inc. m_and_a

  Churchill Capital Corp X completes merger with Infleqtion; quantum computing company now public on NYSE under INFQ

• Feb 17, 2026 23:59 UTC Macquarie Infrastructure Fund, L.P. other

  Macquarie Infrastructure Fund amends Code of Business Conduct and Ethics; clarifies oversight roles

• Feb 05, 2026 23:59 UTC VENU Venu Holding Corp other_material

  Venu Holding acquires Centennial, CO land for $12.6M; grants CEO insider-trading waiver

• Jan 30, 2026 23:59 UTC NSARO NSTAR ELECTRIC CO other

  Eversource Energy adopts non-substantive amendments to Code of Ethics for Senior Financial Officers

• Jan 26, 2026 23:59 UTC INDV Indivior Pharmaceuticals, Inc. other_material

  Indivior completes U.S. Domestication; begins trading on Nasdaq as Delaware corp under INDV

• Jan 16, 2026 23:59 UTC STSS Sharps Technology Inc. other_material

  Sharps Technology adopts amended bylaws, code of ethics, and board committee charters

• Jan 09, 2026 23:59 UTC EMAT Evolution Metals & Technologies Corp. m_and_a

  Evolution Metals completes business combination with WTMA, changes name to EMAT and closes $80M bridge loan

• Jan 09, 2026 23:59 UTC EMAT Evolution Metals & Technologies Corp. m_and_a

  Evolution Metals & Technologies closes de-SPAC merger with $4.76B consideration

• Jan 05, 2026 23:59 UTC AFCG Advanced Flower Capital Inc. other_material

  Advanced Flower Capital completes conversion from REIT to BDC effective Jan 1, 2026

• Dec 31, 2025 23:59 UTC ATAI AtaiBeckley Inc. other_material

  AtaiBeckley completes redomiciliation to Delaware; stock continues trading as ATAI on Nasdaq

• Dec 22, 2025 23:59 UTC SHAZ SharonAI Holdings Inc. m_and_a

  SharonAI Holdings completes SPAC merger; 576M shares outstanding, $2.25M notes issued

• Dec 18, 2025 23:59 UTC RNAC Cartesian Therapeutics, Inc. leadership

  Cartesian Therapeutics appoints Adrian Bot to board; brings CAR T and RNA therapy expertise

• Dec 12, 2025 23:59 UTC XXI Twenty One Capital, Inc. m_and_a

  Twenty One Capital completes SPAC merger with Cantor; receives $1.46B in Bitcoin, issues $486.5M notes

• Dec 11, 2025 23:59 UTC BRR ProCap Financial, Inc. m_and_a

  ProCap Financial completes de-SPAC; $516.5M preferred equity, $235M convertible notes, ~4,951 BTC acquired

• Dec 03, 2025 23:59 UTC PURR Hyperliquid Strategies Inc m_and_a

  Hyperliquid Strategies completes business combination; trades as PURR on Nasdaq Dec 3

• Dec 01, 2025 23:59 UTC RJET REPUBLIC AIRWAYS HOLDINGS INC. m_and_a

  Mesa Air Group and Republic Airways complete merger; new entity trades as RJET with United CPA

• Nov 24, 2025 23:59 UTC DEC Diversified Energy Co other_material

  Diversified Energy redomiciles to Delaware; NYSE becomes primary listing venue

• Nov 06, 2025 23:59 UTC GPRO GoPro, Inc. earnings

  GoPro Q3 revenue down 37% to $163M, GAAP loss per share $0.13; CEO trust invests $2M; credit covenants relaxed

• Nov 03, 2025 23:59 UTC IMSR Terrestrial Energy Inc. /DE/ m_and_a

  Terrestrial Energy completes de-SPAC merger; shares start trading Oct 29 on Nasdaq under IMSR

• Nov 03, 2025 23:59 UTC Q Qnity Electronics, Inc. other_material

  Qnity Electronics completes spin-off from DuPont; $1.75B notes issued, $4.122B cash distributed to DuPont

• Oct 30, 2025 23:59 UTC SOLS Solstice Advanced Materials Inc. other_material

  Solstice Advanced Materials completes spin-off from Honeywell; enters $2.75B in debt facilities

• Oct 30, 2025 23:59 UTC ERIE ERIE INDEMNITY CO earnings

  Erie Indemnity Q3 net income $182.9M ($3.50 diluted) up 14.4% YoY

• Oct 29, 2025 23:59 UTC FUSE Fusemachines Inc. m_and_a

  Fusemachines completes de-SPAC merger with CSLM; begins trading as FUSE on Nasdaq

• Oct 21, 2025 23:59 UTC SAFX XCF Global, Inc. m_and_a

  XCF Global completes business combination, provides financials and financing updates

• Oct 17, 2025 23:59 UTC VENU Venu Holding Corp other_material

  VENU launches Artist 280 private air travel service; expects 200+ annual shows by 2027

• Oct 16, 2025 23:59 UTC NKLR Terra Innovatum Global N.V. m_and_a

  GSR III completes business combination with Terra Innovatum; begins trading as NKLR

• Oct 15, 2025 23:59 UTC ABAT AMERICAN BATTERY TECHNOLOGY Co regulatory

  American Battery Technology Company loses $115M DOE grant but appeals and plans to continue project

• Oct 06, 2025 23:59 UTC UCFI CN Healthy Food Tech Group Corp. m_and_a

  Iron Horse SPAC closes business combination with CFI; Nasdaq halts trading due to CSRC review

• Oct 06, 2025 23:59 UTC PALX Palomino Laboratories Inc. m_and_a

  Palomino Laboratories goes public via reverse merger with Unite Acquisition, raises $9.5M in PIPE

• Sep 30, 2025 23:59 UTC KDK Kodiak AI, Inc. m_and_a

  Kodiak AI closes merger with Kodiak Robotics; $205M raised in PIPE and preferred

• Sep 26, 2025 23:59 UTC EGAN EGAIN Corp other_material

  eGain cuts FY2025 executive cash bonuses to 75% of target; amends bylaws

• Sep 26, 2025 23:59 UTC GFLT GenFlat Holdings, Inc. leadership

  GenFlat appoints new CFO, CCO, expands board to 5; COO resigns immediately

source · SEC Form 8-K instructions · see methodology