secwatch / observer
8-K filed November 17, 2022, 6:59 PM ET ticker ALTI CIK 0001838615
other material confidence high sentiment neutral materiality 0.75

Cartesian Growth shareholders approve business combination with Tiedemann and Alvarium; high redemption

AlTi Global, Inc.

Key facts

Extracted from this filing and checked against the source text.

Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

AlTi Global, Inc. shareholders approved Employee Stock Purchase Plan Proposal at the 2022-11-17 meeting.

Proposal
equity plan
Outcome
passed
Meeting
2022-11-17
Exact text from the filing
The Employee Stock Purchase Plan Proposal The proposal to approve and adopt the Employee Stock Purchase Plan, a copy of which was attached to the Proxy Statement as Annex J was approved. The voting results were as follows: For Against Abstentions 31,963,163 1,683,456 61,310
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

AlTi Global, Inc. shareholders approved Advisory Charter Proposals (seven non-binding advisory sub-proposals) at the 2022-11-17 meeting.

Proposal
say on pay
Outcome
passed
Meeting
2022-11-17
Exact text from the filing
The Advisory Charter Proposals Approval of, on a non-binding advisory basis, the seven sub Advisory Charter Proposals. The voting results were as follows: Sub-proposal 1 For Against Abstentions 30,271,834 1,683,455 1,752,640 Sub-proposal 2 For Against Abstentions 30,271,834 1,683,455 1,752,640 Sub-proposal 3 For Against Abstentions 30,271,834 1,683,455 1,752,640 Sub-proposal 4 For Against Abstentions 30,271,834 1,683,455 1,752,640 Sub-proposal 5 For Against Abstentions 30,271,834 1,683,455 1,752,640 Sub-proposal 6 For Against Abstentions 30,271,834 1,683,455 1,752,640 Sub-proposal 7 For Against Abstentions 30,271,834 1,683,455 1,752,640
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

AlTi Global, Inc. shareholders approved Domestication Proposal at the 2022-11-17 meeting.

Outcome
passed
Meeting
2022-11-17
Exact text from the filing
The Domestication Proposal The proposal to approve the change of the Company’s jurisdiction of registration from the Cayman Islands to the State of Delaware was approved. The voting results were as follows: For Against Abstentions 31,963,164 1,683,455 61,310
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

AlTi Global, Inc. shareholders approved Organizational Documents Proposal at the 2022-11-17 meeting.

Outcome
passed
Meeting
2022-11-17
Exact text from the filing
The Organizational Documents Proposal The proposal to approve and adopt the Company’s new certificate of incorporation and bylaws in connection with the domestication was approved. The voting results were as follows: For Against Abstentions 31,963,164 1,683,455 61,310
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

AlTi Global, Inc. shareholders approved Equity Incentive Plan Proposal at the 2022-11-17 meeting.

Proposal
equity plan
Outcome
passed
Meeting
2022-11-17
Exact text from the filing
The Equity Incentive Plan Proposal The proposal to approve and adopt the 2022 Stock Incentive Plan, a copy of which was attached to the Proxy Statement as Annex I was approved. The voting results were as follows: For Against Abstentions 31,991,188 1,655,431 61,310
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

AlTi Global, Inc. shareholders approved Stock Issuance Proposal at the 2022-11-17 meeting.

Outcome
passed
Meeting
2022-11-17
Exact text from the filing
The Stock Issuance Proposal The proposal to issue Class A Common Stock of the Company to the shareholders of Alvarium and the PIPE Investors (as defined in the Proxy Statement) and shares of Class B Common Stock to the equity holders of TWMH and the TIG Entities for the purposes of complying with the applicable listing rules of the Nasdaq Stock Market was approved. The voting results were as follows: For Against Abstentions 31,963,164 1,683,455 61,310
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

AlTi Global, Inc. shareholders approved Business Combination Proposal at the 2022-11-17 meeting.

Proposal
merger approval
Outcome
passed
Meeting
2022-11-17
Exact text from the filing
The Business Combination Proposal The proposal to approve the Business Combination Agreement and the transactions contemplated thereby was approved. The voting results were as follows: For Against Abstentions 31,709,216 1,937,403 61,310
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

AlTi Global, Inc. shareholders approved Election of Directors Proposal (approval of eleven directors as a slate) at the 2022-11-17 meeting.

Proposal
director election
Outcome
passed
Meeting
2022-11-17
Exact text from the filing
The Election of Directors Proposal The proposal to elect, effective at closing of the business combination, eleven directors to serve on the Company’s Board of Directors until the 2023 annual meeting of stockholders was approved. The voting results were as follows: For Against Abstentions 33,496,335 150,284 61,310
View on SEC.gov

1178 shareholder votes filed in the last 30 days. Browse all shareholder votes →

AlTi Global, Inc. filing history →

Source: SEC EDGAR
accession 0001193125-22-287602
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