TuSimple Holdings Inc. (TSPH): Nasdaq/NYSE listing notice — TuSimple receives Nasdaq delisting notice; auditor KPMG resigns

TuSimple Holdings Inc.

Nasdaq notice for late 10-Q filing; must file by Jan 16, 2023 or submit compliance plan.
KPMG resigned as auditor on Nov 17, 2022; cited material weakness in controls over manual journal entries.
Company delays 10-Q due to Nov 10 board/CEO changes; plans to file as soon as possible.
If not filed by Jan 16, Nasdaq may grant 180-day extension until May 15, 2023 to regain compliance.

item 3.01 item 4.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Auditor Changes SEC 8-K Item 4.01/4.02 confidence 0.9

KPMG LLP resigned as auditor of TuSimple Holdings Inc..

Action: resignation
Auditor: KPMG LLP

Exact text from the filing

On November 17, 2022, KPMG resigned as the Company's principal accountants, effective immediately.

View on SEC.gov

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

TuSimple Holdings Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

November 17, 2022, the Company received a notice (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, as a result of not having timely filed the Form 10-Q with the SEC, the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Listing Rule”), which requires timely filing of all required periodic financial reports with the SEC. The Notice indicated that the Company can regain compliance with the Listing Rule at any time prior to January 16, 2023 by filing the Form 10-Q. If the Company fails to file the Form 10-Q by such date, the Company may submit a plan

View on SEC.gov

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TuSimple Holdings Inc. filing history →

Source: SEC EDGAR

accession 0001193125-22-289443

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