UNISYS CORP (UIS): Nasdaq/NYSE listing notice — Unisys posts Q3 net loss, discloses material weaknesses, receives NYSE notice

UNISYS CORP

Q3 revenue $461.2M (down 5.5% YoY); net loss of $40.1M ($0.59 diluted EPS).
Material weaknesses identified in disclosure controls and internal control over financial reporting; investigation found no restatement needed.
NYSE warned non-compliance for late 10-Q filing; company has six months to file and regain listing.
Management expects to file the delayed Q3 10-Q within several days.
YTD nine-month revenue $1.423B; net loss $114.5M vs. $317.3M loss in prior year.

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Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

UNISYS CORP received a nyse noncompliance notice notice regarding late filing (rules 802.01E).

Exchange: nyse
Notice: noncompliance notice
Deficiency: late filing
Rules: 802.01E

Exact text from the filing

November 15, 2022, the Company received a notice (the “NYSE Notice”) from the New York Stock Exchange (the “NYSE”) indicating that, because the Company did not timely file the Quarterly Report, the Company is not in compliance with Section 802.01E of the NYSE Listed Company Manual, which requires that NYSE-listed companies timely file all periodic reports with the SEC. The NYSE Notice has no immediate effect on the listing of the Company’s common stock on the NYSE. The NYSE Notice informed the Company that, under NYSE rules, the Company has six months, until May 14, 2023, to file the Quarterly

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UNISYS CORP filing history →

Source: SEC EDGAR

accession 0001193125-22-290051

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