Nogin, Inc.: Nasdaq/NYSE listing notice — Nogin receives Nasdaq notice for minimum bid price non-compliance; risk of delisting

Nogin, Inc.

Nasdaq notified Nogin on Dec 2, 2022 that common stock failed to maintain $1.00 minimum bid for 30 consecutive trading days.
Company has 180 calendar days, until May 31, 2023, to regain compliance with closing bid ≥ $1.00 for 10 consecutive days.
If not compliant by deadline, Nogin may transfer to Nasdaq Capital Market for an additional 180-day period if it meets other listing standards.
Notice has no immediate effect on listing; company is evaluating options to cure the bid price deficiency.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Nogin, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5450(a)(1), 5810(c)(3)(A)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: minimum bid price
Rules: 5450(a)(1), 5810(c)(3)(A)

Exact text from the filing

December 2, 2022, Nogin, Inc. (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) notifying the Company that, based on the closing bid price of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), for the last 30 consecutive trading days, the Company no longer complies with the minimum bid price requirement for continued listing on The Nasdaq Global Market. Nasdaq Listing Rule 5450(a)(1) requires listed securities to maintain a minimum bid price of $1.00 per share (the “Minimum Bid Pr

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Source: SEC EDGAR

accession 0001193125-22-298440

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