Real Good Food Company, Inc.: Nasdaq/NYSE listing notice — Nasdaq notifies Real Good Food of audit committee non-compliance after director resignation

Real Good Food Company, Inc.

Director Deanna Brady resigned from board and audit committee on Dec 20, 2022.
Audit committee now has only two members, violating Nasdaq's minimum three independent members rule.
Company expects to fill vacancy in January 2023, relying on cure period until June 19, 2023 or next annual meeting.
No immediate impact on listing of common stock on Nasdaq.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Real Good Food Company, Inc. received a nasdaq deficiency notice notice regarding audit committee (rules 5605(c)(2)(A), 5605(c)(4)(B)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: audit committee
Rules: 5605(c)(2)(A), 5605(c)(4)(B)

Exact text from the filing

December 23, 2022, the Nasdaq Global Market (“Nasdaq”) sent written notice to The Real Good Food Company, Inc. (the “Company”) that due to the resignation of Deanna Brady from the Company’s board of directors and audit committee on December 20, 2022, as previously disclosed on Form 8-K filed on December 23, 2022, the Company is no longer compliant with the requirement that the audit committee include at least three independent members, as set forth in Nasdaq Listing Rule 5605(c)(2)(A). Ms. Brady’s resignation resulted in a vacancy on the audit committee such that until the Company fills the va

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Source: SEC EDGAR

accession 0001193125-22-312719

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