IronNet, Inc.: Nasdaq/NYSE listing notice — IronNet receives NYSE delisting notice for late Q3 10-Q filing; has until June 20, 2023 to cure

IronNet, Inc.

NYSE notified IronNet of non-compliance with Section 802.01E due to late filing of Q3 10-Q.
Failure to file stems from inability to complete quarterly statements pending audit committee investigation of former employee allegations.
IronNet has six months from Dec 20, 2022 (until June 20, 2023) to file the Q3 10-Q and regain compliance.
If not cured by deadline, NYSE may grant additional six-month extension or commence delisting procedures.
Allegations unrelated to Q3 FY2023 financial statements; no immediate effect on listing.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

IronNet, Inc. received a nyse deficiency notice notice regarding late filing (rules 802.01E).

Exchange: nyse
Notice: deficiency notice
Deficiency: late filing
Rules: 802.01E

Exact text from the filing

December 21, 2022, the Company received a notice (the “ Notice ”) from the New York Stock Exchange (the “ NYSE ”) indicating that the Company is not in compliance with Section 802.01E of the NYSE Listed Company Manual (the “ Listing Standard ”), which requires timely filing of all required periodic reports with the SEC, as a result of its failure to timely file the Q3 Form 10-Q. The Notice states that, under NYSE rules, the Company will have six months from December 20, 2022, or until June 20, 2023 (the “ Initial Deadline ”), to file the Q3 Form 10-Q with the SEC. The Company can regain compli

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Source: SEC EDGAR

accession 0001193125-22-313780

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