Slam Corp.: Nasdaq/NYSE listing notice — Slam Corp. receives Nasdaq notice for missing annual meeting; compliance deadline June 29, 2023

Slam Corp.

Nasdaq notified Slam Corp. on Jan 20, 2023 of non-compliance with Listing Rule 5620(a) for failing to hold annual meeting within 12 months of FY ended Dec 31, 2021.
Company has 45 calendar days to submit a plan to regain compliance.
If Nasdaq accepts the plan, it may grant an extension until June 29, 2023.
Securities continue trading on Nasdaq while the compliance plan is pending.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Slam Corp. received a nasdaq deficiency notice notice regarding other (rules 5620(a)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5620(a)

Exact text from the filing

January 20, 2023, Slam Corp. (the “Company”) received a notice from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) stating that the Company failed to hold an annual meeting of shareholders within 12 months after its fiscal year ended December 31, 2021, as required by Nasdaq Listing Rule 5620(a). In accordance with Nasdaq Listing Rule 5810(c)(2)(G), the Company has 45 calendar days to submit a plan to regain compliance and, if Nasdaq accepts the plan, Nasdaq may grant the Company up to 180 calendar days from its fiscal year end, or until June 29, 2023, to regain

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Source: SEC EDGAR

accession 0001193125-23-013212

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