secwatch / observer
8-K filed January 23, 2023, 6:59 PM ET ticker PENG CIK 0001616533
debt confidence high sentiment neutral materiality 0.60

Penguin Solutions, Inc. (PENG): debt financing — SMART Global exchanges $150M of 2.25% 2026 notes for 2.00% 2029 notes plus $15.6M cash

Penguin Solutions, Inc.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

Penguin Solutions, Inc. incurred convertible notes of $150.0 million with U.S. Bank Trust Company, National Association at 2.000% per annum maturing February 1, 2029.

Instrument
convertible notes
Principal
$150.0 million
Counterparty
U.S. Bank Trust Company, National Association
Rate
2.000% per annum
Maturity
February 1, 2029
Event
incurrence
Exact text from the filing
On January 18, 2023, SMART Global Holdings, Inc. (the “Company”) entered into separate, privately negotiated exchange agreements with a limited number of holders of its 2.25% Convertible Senior Notes due 2026 (the “2026 Notes”) to exchange $150.0 million principal amount of the 2026 Notes for (i) $150.0 million in aggregate principal amount of new 2.000% Convertible Senior Notes due 2029 (the “2029 Notes”)
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Penguin Solutions, Inc. entered into Indenture with U.S. Bank Trust Company, National Association valued at $150.0 million (effective 2023-01-23).

Action
entry
Agreement
notes offering
Counterparty
U.S. Bank Trust Company, National Association
Value
$150.0 million
Effective
2023-01-23
Exact text from the filing
The 2029 Notes were issued pursuant to, and are governed by, an indenture (the “Indenture”), dated as of January 23, 2023, between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”).
View on SEC.gov

103 debt financings filed in the last 30 days. Browse all debt financings →

Penguin Solutions, Inc. filing history →

Source: SEC EDGAR
accession 0001193125-23-013259
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