AlTi Global, Inc. (ALTI): auditor change — Alvarium Tiedemann dismisses Marcum, hires KPMG as auditor; material weakness noted

AlTi Global, Inc.

Marcum LLP dismissed as independent auditor effective after completion of FY2022 audit.
KPMG LLP engaged as new auditor for FY2023; KPMG previously audited predecessor TWMH.
No disagreements with Marcum on accounting principles or audit scope.
Material weakness in internal controls over complex financial instruments identified for multiple periods through Sep 2022.
Auditor change effective following business combination; Marcum letter attached as Exhibit 16.1.

item 4.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Auditor Changes SEC 8-K Item 4.01/4.02 confidence 0.9

AlTi Global, Inc. engaged KPMG LLP as its auditor.

Action: engagement
Auditor: KPMG LLP

Exact text from the filing

On January 3, 2023, the audit committee of the Board approved the engagement of KPMG LLP (“KPMG”) as the Company’s independent registered public accounting firm to audit the Company’s consolidated financial statements as of and for the year ended December 31, 2023

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Auditor Changes SEC 8-K Item 4.01/4.02 confidence 0.9

AlTi Global, Inc. dismissed Marcum LLP as its auditor.

Action: dismissal
Auditor: Marcum LLP
Successor: KPMG LLP

Exact text from the filing

ORY NOTE This Current Report on Form 8-K/A amends and restates in its entirety Item 4.01 of the Current Report on Form 8-K filed with the Securities and Exchange Commission on January 9, 2023, solely to clarify that the dismissal of Marcum LLP as the registrant’s independent registered public accounting firm and the engagement of KPMG LLP as the registrant’s independent registered public accounting firm shall take effect following the completion of the audit of the registrant’s financial statements for the year ended December 31, 2022. Item 4.01 Changes in Registrant’s Certifying Accountant. (a) Dismissal of independent registered public accounting firm. On January 3, 2023, Marcum LLP (“Marcum”), Cartesian Growth Corporation’s (“Cartesian”) independent registered public accounting firm prior to the Business Combination, was dismissed as the Company’s independent registered public account

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Source: SEC EDGAR

accession 0001193125-23-043663

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