secwatch / observer
8-K filed February 23, 2023, 6:59 PM ET ticker HASI CIK 0001561894
other material confidence high sentiment neutral materiality 0.50

HASI amends ATM sales agreement, adds Goldman Sachs and Truist as agents, refreshes $500M capacity

HA Sustainable Infrastructure Capital, Inc.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

HA Sustainable Infrastructure Capital, Inc. amended Third Amendment to At Market Issuance Sales Agreement with B. Riley Securities, Inc.; Barclays Capital Inc.; BofA Securities, Inc.; Credit Suisse Securities (USA) LLC; Goldman Sachs & Co. LLC; J.P. Morgan Securities LLC; Morgan Stanley & Co. LLC; Nomura Securities International, Inc.; SMBC Nikko Securities America, Inc.; Truist Securities, Inc.; Wells Fargo valued at Amendment to add Goldman Sachs and Truist as agents and refresh aggregate offering price to $500,000 (effective 2023-02-22).

Action
amendment
Agreement
atm program
Counterparty
B. Riley Securities, Inc.; Barclays Capital Inc.; BofA Securities, Inc.; Credit Suisse Securities (USA) LLC; Goldman Sachs & Co. LLC; J.P. Morgan Securities LLC; Morgan Stanley & Co. LLC; Nomura Securities International, Inc.; SMBC Nikko Securities America, Inc.; Truist Securities, Inc.; Wells Fargo
Value
Amendment to add Goldman Sachs and Truist as agents and refresh aggregate offering price to $500,000
Effective
2023-02-22
Exact text from the filing
On February 22, 2023, the Company entered into a further amendment to the Original Agreement (the "Third Amendment," and the Original Agreement as amended by the First Amendment, the Second Amendment and the Third Amendment, the "Sales Agreement") with B. Riley, Barclays, BofA, Credit Suisse, Goldman Sachs & Co. LLC ("Goldman Sachs"), JPMorgan, Morgan Stanley, Nomura, SMBC, Truist Securities, Inc. ("Truist") and Wells Fargo (each, individually, an "Agent" and collectively, the "Agents") in order to add Goldman Sachs and Truist as Agents and to refresh the aggregate offering price of shares of common stock the Company may sell, from time to time, through the Agents either as agents or principals, under the ATM Program, to $500,000,000.
View on SEC.gov

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HA Sustainable Infrastructure Capital, Inc. filing history →

Source: SEC EDGAR
accession 0001193125-23-045218
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